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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
+7.24%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$487M
AUM Growth
+$97.8M
Cap. Flow
+$47M
Cap. Flow %
9.64%
Top 10 Hldgs %
60.36%
Holding
106
New
41
Increased
17
Reduced
13
Closed
25

Top Buys

1
YOKU
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
+$34.5M
2
OVTI
OMNIVISION TECHNOLOGIES INC
OVTI
+$33.1M
3
MR
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
+$32.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$23.7M
5
RDY icon
Dr. Reddy's Laboratories
RDY
+$11.8M

Top Sells

1
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
+$22.7M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$20.7M
3
TSM icon
TSMC
TSM
+$14.6M
4
CHL
China Mobile Limited
CHL
+$11.8M
5
GAME
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
+$10.2M

Sector Composition

1 Technology 20.09%
2 Utilities 9.45%
3 Financials 7.39%
4 Consumer Discretionary 4.56%
5 Communication Services 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTR
26
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$4.72M 0.97%
72,056
+40,544
+129% +$2.99M
FTRPR
27
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
0
– –
NMR icon
28
Nomura Holdings
NMR
$27.5B
$3.13M 0.64%
553,777
+280,672
+103% +$1.71M
VYX icon
29
NCR Voyix
VYX
$1.13B
$2.45M 0.5%
+163,000
New +$2.6M
CHY
30
Calamos Convertible and High Income Fund
CHY
$1.05B
$2.18M 0.45%
+207,713
New +$2.29M
CHI
31
Calamos Convertible Opportunities and Income Fund
CHI
$1.03B
$2.15M 0.44%
+216,646
New +$2.19M
NCV
32
Virtus Convertible & Income Fund
NCV
$375M
$2.12M 0.44%
+95,797
New +$2.27M
CCD
33
Calamos Dynamic Convertible & Income Fund
CCD
$717M
$2.05M 0.42%
+113,435
New +$2.11M
JOYY
34
JOYY Inc
JOYY
$3.53B
$1.96M 0.4%
31,300
+22,950
+275% +$1.36M
NCZ
35
Virtus Convertible & Income Fund II
NCZ
$286M
$1.41M 0.29%
+69,629
New +$1.46M
MOMO
36
Hello Group
MOMO
$886M
$1.33M 0.27%
83,108
-74,300
-47% -$1.03M
MUFG icon
37
Mitsubishi UFJ Financial
MUFG
$240B
$1.27M 0.26%
201,865
-122,221
-38% -$789K
ASX icon
38
ASE Group
ASX
$84.3B
$1.23M 0.25%
213,168
-533,731
-71% -$2.99M
GE icon
39
CALL
GE Aerospace
GE
$364B
$1.17M 0.24%
+193,012
New +$27.4M
BDJ icon
40
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$1.01M 0.21%
132,978
-84,822
-39% -$640K
DSL
41
DoubleLine Income Solutions Fund
DSL
$1.22B
$1M 0.21%
+61,700
New +$1.06M
SMFG icon
42
Sumitomo Mitsui Financial
SMFG
$159B
$959K 0.2%
125,136
-1,134,170
-90% -$8.93M
AVK
43
Advent Convertible and Income Fund
AVK
$555M
$958K 0.2%
+72,754
New +$975K
FXI icon
44
PUT
iShares China Large-Cap ETF
FXI
$4.6B
$923K 0.19%
500,000
-200,000
-29% -$7.52M
INFY icon
45
Infosys
INFY
$46.5B
$921K 0.19%
+110,130
New +$955K
BGB
46
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$752K 0.15%
+56,231
New +$789K
ETJ
47
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$561M
$705K 0.14%
69,375
+17,375
+33% +$176K
LFC
48
DELISTED
China Life Insurance Company Ltd.
LFC
$672K 0.14%
41,600
– –
SPY icon
49
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$539K 0.11%
100,000
-395,400
-80% -$81.2M
RMD icon
50
ResMed
RMD
$28.9B
$506K 0.1%
9,420
– –
1
2
3 4

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HG
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HA
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M
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HI
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CGIC
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CL
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Nine Masts Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Nine Masts Capital held 106 positions worth $487M, up 25% from $390M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nine Masts Capital deployed $47M of net new capital in Q4 2015, opening 41 new positions and adding to 17 existing holdings. Its largest new stake was YOUKU TUDOU INC.(CAYMAN ISLS): 1,376,057 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Utilities and Financials.

On the sell side, the largest reduction was iShares China Large-Cap ETF, an estimated $20.7M trimmed.

  • Nine Masts Capital's largest Q4 2015 buy was YOUKU TUDOU INC.(CAYMAN ISLS): 1,376,057 shares worth $37.3M.
  • Nine Masts Capital added most to MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A in Q4 2015, an estimated $32.2M increase.
  • Nine Masts Capital's biggest Q4 2015 reduction was iShares China Large-Cap ETF, cutting an estimated $20.7M.
  • Nine Masts Capital fully exited WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS in Q4 2015, selling an estimated $22.7M.
  • Nine Masts Capital's ten largest holdings make up 60% of its $487M portfolio in Q4 2015.
  • Nine Masts Capital opened 41 new positions and closed 25 in Q4 2015.
  • Nine Masts Capital's portfolio value rose 25% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q4 2015, filed 16 Feb 2016.