We are live on ! Find out more
NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$390M
AUM Growth
+$84.4M
Cap. Flow
+$364M
Cap. Flow %
93.39%
Top 10 Hldgs %
66.61%
Holding
106
New
22
Increased
18
Reduced
13
Closed
44

Top Buys

1
CHAD
Direxion Daily CSI 300 China A Share Bear 1X Shares
CHAD
+$37.2M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$32.9M
3
SONY icon
Sony
SONY
+$28M
4
WX
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
+$16.3M
5
CHL
China Mobile Limited
CHL
+$12.3M

Top Sells

1
TSM icon
TSMC
TSM
+$27M
2
TTM
Tata Motors Limited
TTM
+$16.2M
3
BABA icon
Alibaba
BABA
+$10.3M
4
CMGE
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
+$9.94M
5
PWRD
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
+$8.21M

Sector Composition

1 Technology 15.18%
2 Financials 12.48%
3 Healthcare 5.96%
4 Consumer Discretionary 4.45%
5 Industrials 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
26
PUT
iShares China Large-Cap ETF
FXI
$4.58B
$2.38M 0.61%
700,000
-1,072,500
-61% -$41.7M
PTR
27
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$2.18M 0.56%
31,512
+31,292
+14,224% +$2.79M
MOMO
28
Hello Group
MOMO
$886M
$1.97M 0.51%
157,408
-83,953
-35% -$1.17M
MUFG icon
29
Mitsubishi UFJ Financial
MUFG
$242B
$1.94M 0.5%
324,086
+293,695
+966% +$1.99M
MR
30
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$1.68M 0.43%
77,000
+54,100
+236% +$1.38M
BDJ icon
31
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$1.57M 0.4%
217,800
+134,400
+161% +$1.03M
NMR icon
32
Nomura Holdings
NMR
$27.4B
$1.57M 0.4%
273,105
+90,439
+50% +$599K
PG icon
33
Procter & Gamble
PG
$354B
$1.55M 0.4%
+21,501
New +$1.61M
MU icon
34
Micron Technology
MU
$962B
$1.5M 0.39%
+100,000
New +$1.72M
SPY icon
35
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$1.22M 0.31%
+495,400
New +$100M
HTD
36
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$1.02M 0.26%
52,200
+15,100
+41% +$301K
QIHU
37
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$950K 0.24%
19,818
-130,400
-87% -$7.34M
NTT
38
DELISTED
Nippon Telegraph & Telephone
NTT
$910K 0.23%
26,054
-23,546
-47% -$882K
LFC
39
DELISTED
China Life Insurance Company Ltd.
LFC
$720K 0.18%
41,600
– –
ETJ
40
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$500K 0.13%
+52,000
New +$544K
IWM icon
41
PUT
iShares Russell 2000 ETF
IWM
$82.1B
$493K 0.13%
200,000
-621,400
-76% -$73.7M
RMD icon
42
ResMed
RMD
$29.1B
$480K 0.12%
9,420
– –
USA icon
43
Liberty All-Star Equity Fund
USA
$1.78B
$470K 0.12%
92,911
+39,200
+73% +$215K
JOYY
44
JOYY Inc
JOYY
$3.52B
$460K 0.12%
+8,350
New +$482K
GAB icon
45
Gabelli Equity Trust
GAB
$1.76B
$440K 0.11%
86,619
– –
EOS
46
Eaton Vance Enhance Equity Income Fund II
EOS
$1.16B
$420K 0.11%
33,000
-26,600
-45% -$363K
PDT
47
John Hancock Premium Dividend Fund
PDT
$638M
$410K 0.11%
32,748
+10,548
+48% +$139K
SUNE
48
DELISTED
SUNEDISON, INC COM
SUNE
$330K 0.08%
+45,700
New +$819K
HQH
49
abrdn Healthcare Investors
HQH
$1.19B
$270K 0.07%
+9,700
New +$330K
QQQ icon
50
CALL
Invesco QQQ Trust
QQQ
$465B
$235K 0.06%
350,000
-100,000
-22% -$10.7M
1
2
3 4 5

Similar funds

HG
Harbor Group Bedford, New Hampshire $692M AUM 13% 1-Year Est. Return
HA
Harbor Advisors West Palm Beach, Florida $692M AUM 33.65% 1-Year Est. Return
M
MATAURO New York $692M AUM 26.24% 1-Year Est. Return
HI
Hoey Investments Coatesville, Pennsylvania $693M AUM 34.99% 1-Year Est. Return
CGIC
Continental General Insurance Company Austin, Texas $693M AUM 90.58% 1-Year Est. Return
CL
CIM LLC Albany, New York $692M AUM 22.9% 1-Year Est. Return
CPA
Capital Planning Advisors Roseville, California $692M AUM 21.81% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Nine Masts Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Nine Masts Capital held 106 positions worth $390M, up 28% from $305M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Nine Masts Capital deployed $364M of net new capital in Q3 2015, opening 22 new positions and adding to 18 existing holdings. Its largest new stake was Direxion Daily CSI 300 China A Share Bear 1X Shares: 751,396 shares worth $38M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 27% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TSMC, an estimated $27M trimmed.

  • Nine Masts Capital's largest Q3 2015 buy was Direxion Daily CSI 300 China A Share Bear 1X Shares: 751,396 shares worth $38M.
  • Nine Masts Capital added most to Sony in Q3 2015, an estimated $28M increase.
  • Nine Masts Capital's biggest Q3 2015 reduction was TSMC, cutting an estimated $27M.
  • Nine Masts Capital fully exited Tata Motors Limited in Q3 2015, selling an estimated $16.2M.
  • Nine Masts Capital's ten largest holdings make up 67% of its $390M portfolio in Q3 2015.
  • Nine Masts Capital opened 22 new positions and closed 44 in Q3 2015.
  • Nine Masts Capital's portfolio value rose 28% quarter-over-quarter to $390M.

Based on Nine Masts Capital's 13F filing for Q3 2015, filed 6 Nov 2015.