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NMC

Nine Masts Capital Portfolio holdings

AUM $995M
1-Year Est. Return 22.79%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+22.79%
3 Year Est. Return
+88.15%
5 Year Est. Return
+47.84%
10 Year Est. Return
+90.58%
AUM
$487M
AUM Growth
+$68.2M
Cap. Flow
+$33M
Cap. Flow %
6.76%
Top 10 Hldgs %
81.73%
Holding
56
New
18
Increased
8
Reduced
9
Closed
13

Top Buys

Rank Stock Value
1
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.1M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$24.3M
3
TTM
Tata Motors Limited
TTM
+$17.3M
4
INFY icon
Infosys
INFY
+$16.2M
5
CHL
China Mobile Limited
CHL
+$13.7M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$28.9M
2
UMC icon
United Microelectronic
UMC
+$15.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$11.5M
4
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.56M

Sector Composition

Rank Sector Weight
1 Technology 26.86%
2 Financials 23.53%
3 Miscellaneous 19.51%
4 Materials 11.5%
5 Communication Services 9.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
26
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$1.31M 0.27%
+141,700
New +$1.31M
LFC
27
DELISTED
China Life Insurance Company Ltd.
LFC
$1.29M 0.27%
58,800
-41,199
-41% -$841K
XOM icon
28
PUT
ExxonMobil
XOM
$656B
$1M 0.21%
+200,000
New +$17.7M
CALL
29
DELISTED
magicJack VocalTec Ltd
CALL
$752K 0.15%
110,000
– –
DBL
30
DoubleLine Opportunistic Credit Fund
DBL
$282M
$497K 0.1%
+20,000
New +$508K
SLB icon
31
PUT
SLB Ltd
SLB
$85.3B
$483K 0.1%
+140,000
New +$11.7M
JNJ icon
32
CALL
Johnson & Johnson
JNJ
$663B
$398K 0.08%
14,900
– –
RMD icon
33
ResMed
RMD
$32.9B
$328K 0.07%
+35,274
New +$2.29M
HAL icon
34
CALL
Halliburton
HAL
$30.9B
$143K 0.03%
+42,500
New +$1.77M
FXI icon
35
CALL
iShares China Large-Cap ETF
FXI
$4.28B
$116K 0.02%
700,000
+520,000
+289% +$22.1M
QQQ icon
36
PUT
Invesco QQQ Trust
QQQ
$490B
$68K 0.01%
105,000
-45,000
-30% -$4.73M
SLB icon
37
CALL
SLB Ltd
SLB
$85.3B
$62K 0.01%
+113,700
New +$9.47M
EEM icon
38
PUT
iShares MSCI Emerging Markets ETF
EEM
$31.9B
$27K 0.01%
+531,600
New +$21.1M
QQQ icon
39
CALL
Invesco QQQ Trust
QQQ
$490B
$16K ﹤0.01%
1,200,000
+1,121,100
+1,421% +$118M
JNJ icon
40
PUT
Johnson & Johnson
JNJ
$663B
$1K ﹤0.01%
90,000
– –
GLD icon
41
SPDR Gold Trust
GLD
$150B
– –
-900
Closed -$102K
MSFT icon
42
CALL
Microsoft
MSFT
$3.71T
– –
-250,000
Closed -$89K
MSFT icon
43
PUT
Microsoft
MSFT
$3.71T
– –
-51,400
Closed -$160K
PEP icon
44
PepsiCo
PEP
$188B
– –
-1,800
Closed -$170K
PEP icon
45
PUT
PepsiCo
PEP
$188B
– –
-3,700
Closed -$12K
QQQ icon
46
Invesco QQQ Trust
QQQ
$490B
– –
-109,100
Closed -$11.5M
SKM icon
47
SK Telecom
SKM
$14.9B
– –
-182
Closed -$8K
SMFG icon
48
Sumitomo Mitsui Financial
SMFG
$173B
– –
-431,192
Closed -$3.15M
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$814B
– –
-22,180
Closed -$4.56M
SPY icon
50
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
– –
-100,000
Closed -$157K
1
2
3

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Nine Masts Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Nine Masts Capital held 56 positions worth $487M, up 16% from $419M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Nine Masts Capital deployed $33M of net new capital in Q1 2015, opening 18 new positions and adding to 8 existing holdings. Its largest new stake was BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares): 1,042,052 shares worth $48.4M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

On the sell side, the largest reduction was TSMC, an estimated $28.9M trimmed.

  • Nine Masts Capital's largest Q1 2015 buy was BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares): 1,042,052 shares worth $48.4M.
  • Nine Masts Capital added most to Infosys in Q1 2015, an estimated $16.2M increase.
  • Nine Masts Capital's biggest Q1 2015 reduction was TSMC, cutting an estimated $28.9M.
  • Nine Masts Capital fully exited Invesco QQQ Trust in Q1 2015, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 82% of its $487M portfolio in Q1 2015.
  • Nine Masts Capital opened 18 new positions and closed 13 in Q1 2015.
  • Nine Masts Capital's portfolio value rose 16% quarter-over-quarter to $487M.

Based on Nine Masts Capital's 13F filing for Q1 2015, filed 14 May 2015.