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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFLY
401
DELISTED
Shutterfly, Inc.
SFLY
– –
-21,153
Closed -$1.9M
SFLY
402
PUT
DELISTED
Shutterfly, Inc.
SFLY
– –
-500
Closed -$129K
APC
403
CALL
DELISTED
Anadarko Petroleum
APC
– –
-8
Closed -$6K
APC
404
PUT
DELISTED
Anadarko Petroleum
APC
– –
-8
Closed -$1K
ATHN
405
DELISTED
Athenahealth, Inc.
ATHN
– –
-101
Closed -$16K
ATHN
406
PUT
DELISTED
Athenahealth, Inc.
ATHN
– –
-3
Closed -$2K
KANG
407
DELISTED
iKang Healthcare Group, Inc.
KANG
– –
-37,629
Closed -$770K
AGC
408
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-13,100
Closed -$73K
KYE
409
DELISTED
Kayne Anderson Energy
KYE
– –
-67,300
Closed -$636K
NTG.RT
410
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– –
-90,603
Closed –
NLSN
411
CALL
DELISTED
Nielsen Holdings plc
NLSN
– –
-150
Closed -$29K
NLSN
412
PUT
DELISTED
Nielsen Holdings plc
NLSN
– –
-150
Closed -$13K
XL
413
DELISTED
XL Group Ltd.
XL
– –
-179,025
Closed -$10M
NID
414
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-19,900
Closed -$248K
13 14 15 16
17

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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.