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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$367M
AUM Growth
-$149M
Cap. Flow
-$30.9M
Cap. Flow %
-8.44%
Top 10 Hldgs %
36.76%
Holding
415
New
133
Increased
67
Reduced
72
Closed
121

Top Buys

Rank Stock Value
1
SDRL
Seadrill Limited Common Stock
SDRL
+$30.9M
2
HDB icon
HDFC Bank
HDB
+$10.8M
3
PBR.A icon
Petrobras Class A
PBR.A
+$10.4M
4
BHP icon
BHP
BHP
+$9.02M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.72M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$23.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$23M
3
NXPI icon
NXP Semiconductors
NXPI
+$16.4M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.8M
5
MGM icon
MGM Resorts International
MGM
+$13.6M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Energy 8.64%
3 Technology 7.59%
4 Consumer Discretionary 6.75%
5 Communication Services 5.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYG
376
Tortoise Energy Infrastructure Corp
TYG
$1.1B
– –
-33,025
Closed -$3.53M
UAA icon
377
CALL
Under Armour
UAA
$3.04B
– –
-1,250
Closed -$938K
UAA icon
378
PUT
Under Armour
UAA
$3.04B
– –
-1,250
Closed -$1K
VTRS icon
379
Viatris
VTRS
$20.8B
– –
-75,212
Closed -$2.72M
VTRS icon
380
PUT
Viatris
VTRS
$20.8B
– –
-800
Closed -$508K
WB icon
381
PUT
Weibo
WB
$1.95B
– –
-432
Closed -$1.33M
X
382
CALL
DELISTED
US Steel
X
– –
-500
Closed -$91K
X
383
PUT
DELISTED
US Steel
X
– –
-1,300
Closed -$215K
XRX icon
384
CALL
Xerox
XRX
$360M
– –
-1,000
Closed -$6K
ZLAB icon
385
Zai Lab
ZLAB
$2.1B
– –
-44,000
Closed -$1.02M
AIFU
386
AIFU Inc
AIFU
$190M
– –
-66
Closed -$756K
AIF
387
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-10,400
Closed -$162K
NTG
388
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-12,620
Closed -$2.15M
SPLK
389
DELISTED
Splunk Inc
SPLK
– –
-9,332
Closed -$925K
SPLK
390
PUT
DELISTED
Splunk Inc
SPLK
– –
-300
Closed -$83K
FDEU
391
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-4,900
Closed -$79K
CEN
392
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-23,340
Closed -$2.08M
MGU
393
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-9,000
Closed -$203K
TTM
394
PUT
DELISTED
Tata Motors Limited
TTM
– –
-1,000
Closed -$840K
SMM
395
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-63,400
Closed -$631K
FIV
396
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-8,500
Closed -$79K
DSE
397
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-10,680
Closed -$593K
SINA
398
PUT
DELISTED
Sina Corp
SINA
– –
-11
Closed -$7K
WUBA
399
DELISTED
58.com Inc
WUBA
– –
-10,728
Closed -$744K
WUBA
400
PUT
DELISTED
58.com Inc
WUBA
– –
-225
Closed -$150K
13 14 15
16
17

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CL
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CPA
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IIC
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MCM
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Nine Masts Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Nine Masts Capital held 415 positions worth $367M, down 29% from $516M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nine Masts Capital withdrew a net $30.9M in Q3 2018, closing 121 positions and reducing 72 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, up from 6.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Nine Masts Capital opened a new position in Seadrill Limited Common Stock worth $37.7M.

  • Nine Masts Capital's largest Q3 2018 buy was Seadrill Limited Common Stock: 1,520,362 shares worth $37.7M.
  • Nine Masts Capital added most to Petrobras Class A in Q3 2018, an estimated $10.4M increase.
  • Nine Masts Capital's biggest Q3 2018 reduction was TSMC, cutting an estimated $23.1M.
  • Nine Masts Capital fully exited State Street SPDR S&P 500 ETF Trust in Q3 2018, selling an estimated $23M.
  • Nine Masts Capital's ten largest holdings make up 37% of its $367M portfolio in Q3 2018.
  • Nine Masts Capital opened 133 new positions and closed 121 in Q3 2018.
  • Nine Masts Capital's portfolio value fell 29% quarter-over-quarter to $367M.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.