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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
276
PUT
Morgan Stanley
MS
$337B
– –
-1,300
Closed -$67K
MU icon
277
Micron Technology
MU
$1.02T
– –
-14,058
Closed -$636K
MU icon
278
PUT
Micron Technology
MU
$1.02T
– –
-300
Closed -$44K
MUC icon
279
BlackRock MuniHoldings California Quality Fund
MUC
$1B
– –
-54,800
Closed -$688K
MYD
280
DELISTED
BlackRock MuniYield Fund
MYD
– –
-15,300
Closed -$201K
MYI icon
281
BlackRock MuniYield Quality Fund III
MYI
$713M
– –
-113,800
Closed -$1.38M
NAC icon
282
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
– –
-142,700
Closed -$1.85M
NAD icon
283
Nuveen Quality Municipal Income Fund
NAD
$2.72B
– –
-156,600
Closed -$2M
NBB icon
284
Nuveen Taxable Municipal Income Fund
NBB
$447M
– –
-4,900
Closed -$98K
NEA icon
285
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
– –
-181,100
Closed -$2.29M
NKX icon
286
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$652M
– –
-92,800
Closed -$1.19M
NML
287
Neuberger Energy Infrastructure and Income Fund Inc
NML
$582M
– –
-78,500
Closed -$682K
NMZ icon
288
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-51,500
Closed -$646K
NRK icon
289
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
– –
-51,800
Closed -$616K
NUV icon
290
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-14,100
Closed -$132K
NVG icon
291
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
-87,300
Closed -$1.27M
NXPI icon
292
NXP Semiconductors
NXPI
$67.6B
– –
-135,000
Closed -$11.5M
NZF icon
293
Nuveen Municipal Credit Income Fund
NZF
$2.41B
– –
-43,200
Closed -$623K
OEF icon
294
CALL
iShares S&P 100 ETF
OEF
$19.8B
– –
-250
Closed -$37K
OEF icon
295
PUT
iShares S&P 100 ETF
OEF
$19.8B
– –
-250
Closed -$92K
PEO
296
Adams Natural Resources Fund
PEO
$733M
– –
-19,334
Closed -$371K
PFN
297
PIMCO Income Strategy Fund II
PFN
$693M
– –
-62,300
Closed -$657K
PKX icon
298
POSCO
PKX
$16.1B
– –
-53,792
Closed -$3.57M
PPT
299
Franklin Premier Income Trust
PPT
$323M
– –
-16,400
Closed -$86K
PRU icon
300
Prudential Financial
PRU
$42.3B
– –
-16,550
Closed -$1.68M
10 11
12
13 14

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CPA
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MCM
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WIM
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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.