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NMC

Nine Masts Capital Portfolio holdings

AUM $693M
1-Year Est. Return 31.93%
This Fund
S&P 500
This Quarter Est. Return
-12.79%
1 Year Est. Return
+31.93%
3 Year Est. Return
+76.49%
5 Year Est. Return
+38.28%
10 Year Est. Return
+77.77%
AUM
$630M
AUM Growth
+$263M
Cap. Flow
+$594M
Cap. Flow %
94.33%
Top 10 Hldgs %
65.4%
Holding
360
New
64
Increased
99
Reduced
12
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$167M
2
TSM icon
TSMC
TSM
+$101M
3
SMFG icon
Sumitomo Mitsui Financial
SMFG
+$28.2M
4
IBN icon
ICICI Bank
IBN
+$25.7M
5
MUFG icon
Mitsubishi UFJ Financial
MUFG
+$25.6M

Top Sells

Rank Stock Value
1
PBR.A icon
Petrobras Class A
PBR.A
+$24.3M
2
NXPI icon
NXP Semiconductors
NXPI
+$11.5M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$8.54M
4
STG
Sunlands Technology
STG
+$6.34M
5
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$5.61M

Sector Composition

Rank Sector Weight
1 Technology 23.41%
2 Financials 19.95%
3 Consumer Discretionary 6.52%
4 Consumer Staples 5.1%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
226
PUT
Estee Lauder
EL
$30.7B
– –
-400
Closed -$174K
EMD
227
Western Asset Emerging Markets Debt Fund
EMD
$613M
– –
-10,000
Closed -$134K
EMLC icon
228
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
– –
-171,350
Closed -$5.61M
EOI
229
Eaton Vance Enhanced Equity Income Fund
EOI
$804M
– –
-19,300
Closed -$309K
EOS
230
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
– –
-61,000
Closed -$1.08M
ERC
231
Allspring Multi-Sector Income Fund
ERC
$253M
– –
-100,800
Closed -$1.23M
ETV
232
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
– –
-103,200
Closed -$1.66M
ETW
233
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-8,300
Closed -$100K
ETY icon
234
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
– –
-70,800
Closed -$909K
EVV
235
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-23,500
Closed -$298K
EXG icon
236
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-152,900
Closed -$1.45M
FAX
237
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-41,733
Closed -$1.03M
FFC
238
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$774M
– –
-65,500
Closed -$1.19M
FPF
239
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-90,900
Closed -$1.95M
FRA icon
240
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
– –
-98,900
Closed -$1.36M
FTF
241
Franklin Limited Duration Income Trust
FTF
$233M
– –
-28,200
Closed -$287K
GAM
242
General American Investors Company
GAM
$1.54B
– –
-20,000
Closed -$740K
GDV icon
243
Gabelli Dividend & Income Trust
GDV
$2.62B
– –
-10,200
Closed -$244K
GGN
244
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
– –
-130,100
Closed -$611K
GHY
245
PGIM Global High Yield Fund
GHY
$480M
– –
-26,800
Closed -$372K
GOOG icon
246
Alphabet (Google) Class C
GOOG
$4.07T
– –
-47,840
Closed -$2.89M
GS icon
247
Goldman Sachs
GS
$305B
– –
-4,242
Closed -$951K
GS icon
248
PUT
Goldman Sachs
GS
$305B
– –
-500
Closed -$39K
GT icon
249
CALL
Goodyear
GT
$2.12B
– –
-200
Closed -$19K
HES
250
CALL
DELISTED
Hess
HES
– –
-800
Closed -$642K
8 9
10
11 12

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Nine Masts Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Nine Masts Capital held 360 positions worth $630M, up 72% from $367M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Nine Masts Capital deployed $594M of net new capital in Q4 2018, opening 64 new positions and adding to 99 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 7.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Petrobras Class A, an estimated $24.3M trimmed.

  • Nine Masts Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 619,338 shares worth $155M.
  • Nine Masts Capital added most to TSMC in Q4 2018, an estimated $101M increase.
  • Nine Masts Capital's biggest Q4 2018 reduction was Petrobras Class A, cutting an estimated $24.3M.
  • Nine Masts Capital fully exited NXP Semiconductors in Q4 2018, selling an estimated $11.5M.
  • Nine Masts Capital's ten largest holdings make up 65% of its $630M portfolio in Q4 2018.
  • Nine Masts Capital opened 64 new positions and closed 181 in Q4 2018.
  • Nine Masts Capital's portfolio value rose 72% quarter-over-quarter to $630M.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.