NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-3.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$449M
AUM Growth
-$58.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
136
New
Increased
Reduced
Closed

Top Buys

1
+$6.29M
2
+$6.11M
3
+$5.69M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.22M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.2M

Top Sells

1
+$13.4M
2
+$7.6M
3
+$7.24M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$6.15M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6M

Sector Composition

1 Materials 22.32%
2 Energy 11.63%
3 Financials 11.09%
4 Technology 9.91%
5 Communication Services 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$516K 0.11%
+37,544
102
$510K 0.11%
4,760
-2,274
103
$444K 0.1%
25,837
-186
104
$425K 0.09%
13,037
105
$372K 0.08%
7,818
+750
106
$294K 0.07%
9,253
107
– –
-20,538
108
– –
-1,446,093
109
– –
-104,162
110
– –
-22,162
111
– –
-103,989
112
– –
-44,628
113
– –
-42,184
114
– –
-296,312
115
– –
-118,146
116
– –
-285,817
117
– –
-150,721
118
– –
-145,858
119
– –
-125,910
120
– –
-755,498
121
– –
-38,786
122
– –
-71,122
123
– –
-34,615
124
– –
-328,945
125
– –
-8,606
2 3 4
5
6