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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+0.68%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$179K
Cap. Flow
-$210K
Cap. Flow %
-0.16%
Top 10 Hldgs %
49.47%
Holding
112
New
17
Increased
28
Reduced
45
Closed
16

Top Buys

Rank Stock Value
1
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.03M
2
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$1.67M
3
NCV
Virtus Convertible & Income Fund
NCV
+$1.58M
4
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$1.43M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.28M

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.74M
2
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$2.04M
3
DSM
BNY Mellon Strategic Municipal Bond Fund
DSM
+$1.98M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.3M
5
TEI
Templeton Emerging Markets Income Fund
TEI
+$1.25M

Sector Composition

Rank Sector Weight
1 Energy 7.4%
2 Financials 4.8%
3 Utilities 3.34%
4 Materials 3.08%
5 Communication Services 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CX icon
51
Cemex
CX
$17.1B
$540K 0.4%
104,848
-82,612
-44% -$483K
ELP
52
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$500K 0.37%
+212,925
New +$655K
META icon
53
Meta Platforms (Facebook)
META
$1.42T
$496K 0.37%
4,737
– –
TSE
54
DELISTED
Trinseo
TSE
$494K 0.37%
17,512
+668
+4% +$19.5K
NAT icon
55
Nordic American Tanker
NAT
$1.38B
$484K 0.36%
32,431
-2,286
-7% -$34.6K
CF icon
56
CF Industries
CF
$19.2B
$475K 0.35%
11,628
-1,747
-13% -$82.3K
TRN icon
57
Trinity Industries
TRN
$2.48B
$448K 0.33%
26,044
-10,801
-29% -$200K
PPL
58
PPL Corp
PPL
$26.5B
$446K 0.33%
13,066
-739
-5% -$24.9K
TRP icon
59
TC Energy
TRP
$70.2B
$445K 0.33%
13,645
+1,440
+12% +$47.7K
OGE icon
60
OGE Energy
OGE
$9.78B
$441K 0.33%
16,940
-3,351
-17% -$90K
BAC icon
61
Bank of America
BAC
$435B
$435K 0.32%
25,837
– –
MBT
62
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$432K 0.32%
69,903
-5,747
-8% -$40.3K
STNG icon
63
Scorpio Tankers
STNG
$3.87B
$429K 0.32%
5,350
+342
+7% +$30.4K
C icon
64
Citigroup
C
$222B
$417K 0.31%
8,074
– –
FE icon
65
FirstEnergy
FE
$28B
$416K 0.31%
13,118
-88
-0.7% -$2.77K
ALB icon
66
Albemarle
ALB
$13.9B
$396K 0.29%
7,071
-1,087
-13% -$56K
NQS
67
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$394K 0.29%
28,169
-18,316
-39% -$249K
NMO
68
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$391K 0.29%
28,498
-41,834
-59% -$559K
EOG icon
69
EOG Resources
EOG
$79.2B
$390K 0.29%
5,520
+228
+4% +$18.5K
NFLX icon
70
Netflix
NFLX
$299B
$388K 0.29%
33,910
– –
TEN
71
Tsakos Energy Navigation Ltd
TEN
$1.21B
$384K 0.29%
9,696
-1,512
-13% -$62.3K
ENB icon
72
Enbridge
ENB
$119B
$381K 0.28%
11,482
-2,405
-17% -$90.4K
BCX icon
73
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$379K 0.28%
53,912
+21,824
+68% +$160K
PSX icon
74
Phillips 66
PSX
$84.9B
$370K 0.28%
4,518
-1,410
-24% -$122K
SRLN icon
75
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$369K 0.27%
+7,994
New +$376K
1 2
3
4 5

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Newgate Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Newgate Capital Management held 112 positions worth $134M, down 0.13% from $135M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Newgate Capital Management's Q4 2015 filing shows 17 new, 28 increased, 45 reduced and 16 closed positions. Its largest new stake was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M. The largest sale was Nuveen Floating Rate Income Fund, an estimated $2.74M.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, up from 6.9% a quarter earlier, followed by Financials and Utilities.

  • Newgate Capital Management's largest Q4 2015 buy was Virtus Dividend, Interest & Premium Strategy Fund: 239,330 shares worth $2.96M.
  • Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q4 2015, an estimated $1.28M increase.
  • Newgate Capital Management's biggest Q4 2015 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $2.74M.
  • Newgate Capital Management fully exited BNY Mellon Strategic Municipal Bond Fund in Q4 2015, selling an estimated $1.98M.
  • Newgate Capital Management's ten largest holdings make up 49% of its $134M portfolio in Q4 2015.
  • Newgate Capital Management opened 17 new positions and closed 16 in Q4 2015.
  • Newgate Capital Management's portfolio value fell 0.13% quarter-over-quarter to $134M.

Based on Newgate Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.