Newfound Research’s Caterpillar CAT Stock Holding History

Newfound Research’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-1	Closed	–	–	72
2020 Q1	$0	Hold	1	–	–	﹤0.01%	105
2019 Q4	$0	Buy	+1	New	+$140	﹤0.01%	155

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Newfound Research's CAT Position: Q2 2020 in Review

Newfound Research sold out of Caterpillar (CAT) in Q2 2020, closing a stake of 1 share.

Newfound Research first reported a position in CAT in Q4 2019 and held it in 2 quarters. The position peaked at $0 in Q1 2020. 1,546 funds tracked by Wall St. Rank hold CAT as of Q2 2020.

Newfound Research reported no remaining Caterpillar position as of Q2 2020 after selling out during the quarter.
Newfound Research sold 1 Caterpillar share in Q2 2020.
Newfound Research first reported a position in Caterpillar in Q4 2019 and held it in 2 quarters.
Newfound Research's Caterpillar position peaked at $0 in Q1 2020.
1,546 funds tracked by Wall St. Rank held Caterpillar as of Q2 2020.

Based on Newfound Research's 13F filing for Q2 2020, filed 10 Aug 2020.