Neuberger Berman Group
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Neuberger Berman Group’s ARK Innovation ETF ARKK Stock Holding History

Neuberger Berman Group’s Portfolio ARKK Stock Details ARKK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q3 		– Sell
-2,183
Closed -$285K – 1763
2021
Q2 		$285K Buy
+2,183
New +$254K ﹤0.01% 1631
2021
Q1 		– Sell
-2,044
Closed -$254K – 1760
2020
Q4 		$254K Buy
+2,044
New +$222K ﹤0.01% 1561

Other funds holding ARKK

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Neuberger Berman Group's ARKK Position: Q3 2021 in Review

Neuberger Berman Group sold out of ARK Innovation ETF (ARKK) in Q3 2021, closing a stake of 2,183 shares — an estimated $285K sold.

Neuberger Berman Group first reported a position in ARKK in Q4 2020 and held it in 2 quarters. The position peaked at $285K in Q2 2021. 798 funds tracked by Wall St. Rank hold ARKK as of Q3 2021.

  • Neuberger Berman Group reported no remaining ARK Innovation ETF position as of Q3 2021 after selling out during the quarter.
  • Neuberger Berman Group sold 2,183 ARK Innovation ETF shares in Q3 2021, an estimated $285K.
  • Neuberger Berman Group first reported a position in ARK Innovation ETF in Q4 2020 and held it in 2 quarters.
  • Neuberger Berman Group's ARK Innovation ETF position peaked at $285K in Q2 2021.
  • 798 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2021.

Based on Neuberger Berman Group's 13F filing for Q3 2021, filed 12 Nov 2021.