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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
576
J.M. Smucker
SJM
$12.8B
$246K 0.02%
2,344
-194
-8% -$22.2K
ICVT icon
577
iShares Convertible Bond ETF
ICVT
$7.35B
$244K 0.02%
+4,449
New +$239K
EFR
578
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$243K 0.02%
16,234
+1,762
+12% +$26.1K
REGN icon
579
Regeneron Pharmaceuticals
REGN
$80.8B
$242K 0.02%
542
+102
+23% +$48.5K
SHYG icon
580
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$242K 0.02%
5,060
-3,696
-42% -$176K
VFC icon
581
VF Corp
VFC
$5.89B
$241K 0.02%
4,030
+105
+3% +$6.06K
OXY icon
582
Occidental Petroleum
OXY
$55.9B
$238K 0.02%
3,705
-11
-0.3% -$670
SKYY icon
583
First Trust Cloud Computing ETF
SKYY
$3.12B
$237K 0.02%
+5,648
New +$231K
FE icon
584
FirstEnergy
FE
$27.5B
$236K 0.02%
7,662
-728
-9% -$22.9K
RAD
585
DELISTED
Rite Aid Corporation
RAD
$236K 0.02%
6,011
-175
-3% -$8.3K
FAST icon
586
Fastenal
FAST
$59.5B
$235K 0.02%
20,660
– –
SWKS icon
587
Skyworks Solutions
SWKS
$10.6B
$235K 0.02%
2,304
+35
+2% +$3.63K
SPEM icon
588
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$234K 0.02%
+6,450
New +$229K
LUMN icon
589
Lumen
LUMN
$6.44B
$233K 0.02%
12,307
+976
+9% +$20.5K
RIO icon
590
Rio Tinto
RIO
$164B
$231K 0.02%
4,890
-400
-8% -$18.6K
FVC icon
591
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$229K 0.02%
9,384
+14
+0.1% +$331
ALL icon
592
Allstate
ALL
$67.5B
$228K 0.02%
2,476
-1,706
-41% -$155K
SRPT icon
593
Sarepta Therapeutics
SRPT
$1.77B
$228K 0.02%
5,023
-800
-14% -$32K
ASXC
594
DELISTED
Asensus Surgical, Inc.
ASXC
$228K 0.02%
12,250
-923
-7% -$10.7K
STK
595
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$227K 0.02%
10,148
+43
+0.4% +$952
AME icon
596
Ametek
AME
$58.2B
$225K 0.02%
3,410
+10
+0.3% +$632
IVOO icon
597
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
$225K 0.02%
3,718
-4,622
-55% -$272K
MXI icon
598
iShares Global Materials ETF
MXI
$362M
$225K 0.02%
3,435
-704
-17% -$44.6K
PCG icon
599
PG&E
PCG
$38.5B
$225K 0.02%
3,311
-599
-15% -$41K
RXI icon
600
iShares Global Consumer Discretionary ETF
RXI
$278M
$225K 0.02%
2,205
-140
-6% -$14K
22 23
24
25 26

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.