National Planning Corporation’s Eaton Vance Senior Floating-Rate Fund EFR Stock Holding History

National Planning Corporation’s Portfolio EFR Stock Details EFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-16,234	Closed	-$243K	–	186
2017 Q3	$243K	Buy	16,234 +1,762	+12%	+$26.1K	0.02%	578
2017 Q2	$217K	Buy	14,472 +3,236	+29%	+$48.1K	0.02%	647
2017 Q1	$170K	Sell	11,236 -9,013	-45%	-$136K	0.01%	658
2016 Q4	$305K	Sell	20,249 -7,714	-28%	-$110K	0.02%	498
2016 Q3	$393K	Buy	27,963 +4,504	+19%	+$61K	0.03%	411
2016 Q2	$312K	Buy	+23,459	New	+$306K	0.02%	487
2015 Q1	–	Sell	-400	Closed	-$5.4K	–	1019
2014 Q4	$5.4K	Buy	+400	New	+$5.6K	﹤0.01%	2279

Other funds holding EFR

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

National Planning Corporation's EFR Position: Q4 2017 in Review

National Planning Corporation sold out of Eaton Vance Senior Floating-Rate Fund (EFR) in Q4 2017, closing a stake of 16,234 shares — an estimated $243K sold.

National Planning Corporation first reported a position in EFR in Q4 2014 and held it in 7 quarters. The position peaked at $393K in Q3 2016. 78 funds tracked by Wall St. Rank hold EFR as of Q4 2017.

National Planning Corporation reported no remaining Eaton Vance Senior Floating-Rate Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 16,234 Eaton Vance Senior Floating-Rate Fund shares in Q4 2017, an estimated $243K.
National Planning Corporation first reported a position in Eaton Vance Senior Floating-Rate Fund in Q4 2014 and held it in 7 quarters.
National Planning Corporation's Eaton Vance Senior Floating-Rate Fund position peaked at $393K in Q3 2016.
78 funds tracked by Wall St. Rank held Eaton Vance Senior Floating-Rate Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.