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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
551
Goldman Sachs
GS
$301B
$229K 0.02%
1,262
-1,791
-59% -$291K
OKS
552
DELISTED
Oneok Partners LP
OKS
$229K 0.02%
5,800
-115
-2% -$4.59K
WMB icon
553
Williams Companies
WMB
$87.8B
$225K 0.02%
+7,692
New +$204K
IYK icon
554
iShares US Consumer Staples ETF
IYK
$1.43B
$223K 0.02%
5,988
+789
+15% +$30.5K
SPAB icon
555
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$222K 0.02%
7,592
– –
CRDT
556
DELISTED
WisdomTree Trust WisdomTree Strategic Corporate Bond Fund
CRDT
$222K 0.02%
2,965
-10
-0.3% -$757
GHYG icon
557
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$221K 0.02%
+4,513
New +$220K
CQP icon
558
Cheniere Energy
CQP
$32.2B
$219K 0.02%
8,174
– –
HOG icon
559
Harley-Davidson
HOG
$2.71B
$218K 0.02%
+3,855
New +$199K
MWA icon
560
Mueller Water Products
MWA
$4.09B
$218K 0.02%
19,982
+180
+0.9% +$2.16K
SAVE
561
DELISTED
Spirit Airlines, Inc.
SAVE
$218K 0.02%
+4,583
New +$190K
BKCC
562
DELISTED
BlackRock Capital Investment Corporation
BKCC
$216K 0.02%
31,600
+13,900
+79% +$117K
UHS icon
563
Universal Health Services
UHS
$10.5B
$215K 0.02%
1,725
– –
CTT
564
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$215K 0.02%
19,954
-2,095
-10% -$24.8K
DES icon
565
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$214K 0.02%
8,904
– –
RXI icon
566
iShares Global Consumer Discretionary ETF
RXI
$277M
$214K 0.02%
2,435
– –
NGG icon
567
National Grid
NGG
$80B
$213K 0.02%
3,467
-76
-2% -$5.26K
SGDM icon
568
Sprott Gold Miners ETF
SGDM
$663M
$213K 0.02%
9,696
+381
+4% +$10.2K
EXR icon
569
Extra Space Storage
EXR
$30.9B
$212K 0.02%
2,857
-1,619
-36% -$137K
MGA icon
570
Magna International
MGA
$18.7B
$211K 0.02%
5,318
-30
-0.6% -$1.18K
PNR icon
571
Pentair
PNR
$10.7B
$211K 0.02%
5,658
+4
+0.1% +$169
HEWJ icon
572
iShares Currency Hedged MSCI Japan ETF
HEWJ
$750M
$210K 0.02%
8,265
-7,865
-49% -$190K
IXJ icon
573
iShares Global Healthcare ETF
IXJ
$4.24B
$208K 0.02%
4,404
-1,812
-29% -$93.1K
MCK icon
574
McKesson
MCK
$102B
$208K 0.02%
+1,550
New +$289K
PXD
575
DELISTED
Pioneer Natural Resource Co.
PXD
$208K 0.02%
+1,199
New +$204K
21 22
23
24 25

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MIM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.