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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLL
401
DELISTED
Whiting Petroleum Corporation
WLL
$432K 0.04%
264
+4
+2% +$5.88K
CLX icon
402
Clorox
CLX
$12.7B
$430K 0.04%
3,263
+15
+0.5% +$2.02K
MDT icon
403
Medtronic
MDT
$112B
$430K 0.04%
5,535
-45
-0.8% -$3.74K
PFG icon
404
Principal Financial Group
PFG
$24.3B
$428K 0.04%
6,657
+45
+0.7% +$2.89K
OCLR
405
DELISTED
Oclaro Inc.
OCLR
$428K 0.04%
49,544
+12,300
+33% +$111K
SYG
406
DELISTED
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
$427K 0.04%
5,669
-5,189
-48% -$382K
DHS icon
407
WisdomTree US High Dividend Fund
DHS
$1.58B
$426K 0.04%
6,096
-100
-2% -$6.88K
PDN icon
408
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
$425K 0.04%
12,953
-5,530
-30% -$177K
FTC icon
409
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$421K 0.04%
7,322
+3,294
+82% +$184K
AWF
410
AllianceBernstein Global High Income Fund
AWF
$872M
$419K 0.04%
32,090
-3,564
-10% -$46.1K
NVS icon
411
Novartis
NVS
$297B
$419K 0.04%
5,453
+169
+3% +$12.8K
JPUS
412
JPMorgan Diversified Return US Equity ETF
JPUS
$465M
$417K 0.03%
6,192
+1,105
+22% +$72.8K
PTH icon
413
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
$415K 0.03%
+18,375
New +$388K
IXJ icon
414
iShares Global Healthcare ETF
IXJ
$4.19B
$414K 0.03%
7,354
-150
-2% -$8.25K
LMBS icon
415
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$410K 0.03%
7,891
+1,345
+21% +$70.1K
FTA icon
416
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$409K 0.03%
+8,004
New +$403K
PSA icon
417
Public Storage
PSA
$61.3B
$409K 0.03%
1,910
– –
EPR icon
418
EPR Properties
EPR
$4.77B
$408K 0.03%
+5,847
New +$412K
LUV icon
419
Southwest Airlines
LUV
$23B
$408K 0.03%
7,280
-1,544
-17% -$86.7K
TTE icon
420
TotalEnergies
TTE
$190B
$407K 0.03%
704,141
-32,988
-4% -$18.3K
VLO icon
421
Valero Energy
VLO
$85.9B
$407K 0.03%
5,289
-258
-5% -$17.8K
IAT icon
422
iShares US Regional Banks ETF
IAT
$678M
$406K 0.03%
8,592
+112
+1% +$5.06K
EIX icon
423
Edison International
EIX
$26.4B
$405K 0.03%
5,242
-171
-3% -$13.5K
OKE icon
424
Oneok
OKE
$54.5B
$403K 0.03%
7,265
+1,086
+18% +$58.7K
APU
425
DELISTED
AmeriGas Partners, L.P.
APU
$401K 0.03%
8,930
-305
-3% -$13.5K
15 16
17
18 19

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.