NPC
SMM

National Planning Corporation’s Salient Midstream & MLP Fund SMM Stock Holding History

National Planning Corporation’s Portfolio SMM Stock Details SMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-500
Closed -$11.7K – 2213
2014
Q4 		$11.7K Buy
+500
New +$12.8K ﹤0.01% 1963

Other funds holding SMM

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's SMM Position: Q1 2015 in Review

National Planning Corporation sold out of Salient Midstream & MLP Fund (SMM) in Q1 2015, closing a stake of 500 shares — an estimated $11.7K sold.

National Planning Corporation first reported a position in SMM in Q4 2014 and held it in 1 quarter. The position peaked at $11.7K in Q4 2014. 32 funds tracked by Wall St. Rank hold SMM as of Q1 2015.

  • National Planning Corporation reported no remaining Salient Midstream & MLP Fund position as of Q1 2015 after selling out during the quarter.
  • National Planning Corporation sold 500 Salient Midstream & MLP Fund shares in Q1 2015, an estimated $11.7K.
  • National Planning Corporation first reported a position in Salient Midstream & MLP Fund in Q4 2014 and held it in 1 quarter.
  • National Planning Corporation's Salient Midstream & MLP Fund position peaked at $11.7K in Q4 2014.
  • 32 funds tracked by Wall St. Rank held Salient Midstream & MLP Fund as of Q1 2015.

Based on National Planning Corporation's 13F filing for Q1 2015, filed 12 May 2015.