National Planning Corporation’s Invesco Preferred ETF PGX Stock Holding History

National Planning Corporation’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-50,792	Closed	-$763K	–	452
2017 Q3	$763K	Buy	50,792 +20,174	+66%	+$304K	0.06%	276
2017 Q2	$464K	Sell	30,618 -11,363	-27%	-$171K	0.04%	422
2017 Q1	$628K	Sell	41,981 -2,438	-5%	-$35.7K	0.05%	329
2016 Q4	$649K	Sell	44,419 -1,007	-2%	-$14.7K	0.05%	312
2016 Q3	$673K	Sell	45,426 -13,318	-23%	-$204K	0.05%	303
2016 Q2	$901K	Sell	58,744 -28,858	-33%	-$433K	0.07%	260
2016 Q1	$1.32M	Sell	87,602 -331,269	-79%	-$4.88M	0.11%	182
2015 Q4	$6.16M	Buy	418,871 +348,419	+495%	+$5.14M	0.5%	42
2015 Q3	$1.05M	Buy	70,452 +39,825	+130%	+$582K	0.1%	206
2015 Q2	$452K	Sell	30,627 -4,955	-14%	-$72.9K	0.04%	384
2015 Q1	$524K	Sell	35,582 -26,588	-43%	-$394K	0.05%	342
2014 Q4	$918K	Buy	62,170 +33,629	+118%	+$490K	0.07%	263
2014 Q3	$412K	Buy	28,541 +3,873	+16%	+$56.2K	0.03%	462
2014 Q2	$361K	Buy	24,668 +1,737	+8%	+$25.1K	0.03%	511
2014 Q1	$327K	Sell	22,931 -474	-2%	-$6.62K	0.03%	520
2013 Q4	$318K	Sell	23,405 -21,027	-47%	-$287K	0.03%	502
2013 Q3	$611K	Buy	44,432 +15,638	+54%	+$217K	0.06%	308
2013 Q2	$412K	Buy	+28,794	New	+$424K	0.05%	318

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

National Planning Corporation's PGX Position: Q4 2017 in Review

National Planning Corporation sold out of Invesco Preferred ETF (PGX) in Q4 2017, closing a stake of 50,792 shares — an estimated $763K sold.

National Planning Corporation first reported a position in PGX in Q2 2013 and held it in 18 quarters. The position peaked at $6.16M in Q4 2015. 327 funds tracked by Wall St. Rank hold PGX as of Q4 2017.

National Planning Corporation reported no remaining Invesco Preferred ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 50,792 Invesco Preferred ETF shares in Q4 2017, an estimated $763K.
National Planning Corporation first reported a position in Invesco Preferred ETF in Q2 2013 and held it in 18 quarters.
National Planning Corporation's Invesco Preferred ETF position peaked at $6.16M in Q4 2015.
327 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.