National Planning Corporation’s First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund MDIV Stock Holding History

National Planning Corporation’s Portfolio MDIV Stock Details MDIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-30,205	Closed	-$579K	–	379
2017 Q3	$579K	Sell	30,205 -2,526	-8%	-$48.6K	0.05%	335
2017 Q2	$634K	Sell	32,731 -3,696	-10%	-$71.8K	0.05%	348
2017 Q1	$711K	Buy	36,427 +1,973	+6%	+$38.4K	0.05%	302
2016 Q4	$672K	Sell	34,454 -15,562	-31%	-$291K	0.05%	306
2016 Q3	$902K	Sell	50,016 -138	-0.3%	-$2.68K	0.07%	247
2016 Q2	$974K	Buy	50,154 +10,161	+25%	+$193K	0.08%	245
2016 Q1	$764K	Sell	39,993 -14,616	-27%	-$258K	0.07%	277
2015 Q4	$949K	Buy	54,609 +16,474	+43%	+$308K	0.08%	258
2015 Q3	$736K	Sell	38,135 -17,132	-31%	-$334K	0.07%	271
2015 Q2	$1.09M	Buy	55,267 +2,660	+5%	+$55.6K	0.1%	208
2015 Q1	$1.1M	Buy	52,607 +5,878	+13%	+$125K	0.1%	198
2014 Q4	$993K	Buy	46,729 +32,522	+229%	+$700K	0.07%	249
2014 Q3	$306K	Buy	14,207 +4,202	+42%	+$92.6K	0.02%	548
2014 Q2	$224K	Buy	+10,005	New	+$219K	0.02%	647

Other funds holding MDIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

National Planning Corporation's MDIV Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund (MDIV) in Q4 2017, closing a stake of 30,205 shares — an estimated $579K sold.

National Planning Corporation first reported a position in MDIV in Q2 2014 and held it in 14 quarters. The position peaked at $1.1M in Q1 2015. 87 funds tracked by Wall St. Rank hold MDIV as of Q4 2017.

National Planning Corporation reported no remaining First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 30,205 First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund shares in Q4 2017, an estimated $579K.
National Planning Corporation first reported a position in First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund in Q2 2014 and held it in 14 quarters.
National Planning Corporation's First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund position peaked at $1.1M in Q1 2015.
87 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.