National Planning Corporation’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-11,861	Closed	-$173K	–	631
2015 Q2	$173K	Buy	11,861 +4	+0%	+$58	0.02%	597
2015 Q1	$180K	Sell	11,857 -2,544	-18%	-$38.6K	0.02%	599
2014 Q4	$222K	Buy	+14,401	New	+$222K	0.02%	629