Marshall Wace’s New Mountain Finance NMFC Stock Holding History

Marshall Wace’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-32,273	Closed	-$311K	–	3304
2025 Q3	$311K	Sell	32,273 -185,990	-85%	-$1.93M	﹤0.01%	2413
2025 Q2	$2.3M	Buy	+218,263	New	+$2.25M	﹤0.01%	1492
2021 Q2	–	Sell	-21,126	Closed	-$262K	–	2935
2021 Q1	$262K	Sell	21,126 -18,071	-46%	-$220K	﹤0.01%	2167
2020 Q4	$445K	Buy	39,197 +23,595	+151%	+$253K	﹤0.01%	1502
2020 Q3	$149K	Buy	+15,602	New	+$151K	﹤0.01%	1492
2020 Q1	–	Sell	-136,572	Closed	-$1.88M	–	1927
2019 Q4	$1.88M	Buy	+136,572	New	+$1.85M	0.01%	831
2018 Q4	–	Sell	-28,562	Closed	-$386K	–	1733
2018 Q3	$386K	Buy	+28,562	New	+$396K	﹤0.01%	979
2014 Q3	–	Sell	-25,900	Closed	-$385K	–	983
2014 Q2	$385K	Buy	+25,900	New	+$371K	0.01%	650

Other funds holding NMFC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $854M AUM 21.01% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return

Marshall Wace's NMFC Position: Q4 2025 in Review

Marshall Wace sold out of New Mountain Finance (NMFC) in Q4 2025, closing a stake of 32,273 shares — an estimated $311K sold.

Marshall Wace first reported a position in NMFC in Q2 2014 and held it in 8 quarters. The position peaked at $2.3M in Q2 2025. 170 funds tracked by Wall St. Rank hold NMFC as of Q4 2025.

Marshall Wace reported no remaining New Mountain Finance position as of Q4 2025 after selling out during the quarter.
Marshall Wace sold 32,273 New Mountain Finance shares in Q4 2025, an estimated $311K.
Marshall Wace first reported a position in New Mountain Finance in Q2 2014 and held it in 8 quarters.
Marshall Wace's New Mountain Finance position peaked at $2.3M in Q2 2025.
170 funds tracked by Wall St. Rank held New Mountain Finance as of Q4 2025.

Based on Marshall Wace's 13F filing for Q4 2025, filed 13 Feb 2026.