Mariner’s FT Vest US Small Cap Moderate Buffer ETF November SNOV Stock Holding History

Mariner’s Portfolio SNOV Stock Details SNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$532K	Sell	21,435 -2,300	-10%	-$58K	﹤0.01%	2453
2025 Q4	$587K	Sell	23,735 -3,650	-13%	-$90.3K	﹤0.01%	2341
2025 Q3	$677K	Sell	27,385 -4,230	-13%	-$101K	﹤0.01%	2195
2025 Q2	$730K	Sell	31,615 -1,900	-6%	-$42.1K	﹤0.01%	2032
2025 Q1	$739K	Buy	33,515 +1,740	+5%	+$40K	﹤0.01%	1897
2024 Q4	$734K	Buy	31,775 +21,075	+197%	+$492K	﹤0.01%	1870
2024 Q3	$245K	Buy	10,700 +830	+8%	+$18.6K	﹤0.01%	2753
2024 Q2	$216K	Sell	9,870 -55	-0.6%	-$1.19K	﹤0.01%	2737
2024 Q1	$216K	Buy	+9,925	New	+$210K	﹤0.01%	2708

Other funds holding SNOV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Maia Wealth Denver, Colorado $679M AUM 22.27% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

NAM

NorthCrest Asset Manangement Plymouth, Minnesota $3.89B AUM 40.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

Mariner's SNOV Position: Q1 2026 in Review

Mariner reduced its FT Vest US Small Cap Moderate Buffer ETF November (SNOV) stake by 9.7% in Q1 2026, selling an estimated $58K and leaving 21,435 shares worth $532K. The position accounts for ﹤0.01% of the portfolio, ranked #2453.

Mariner first reported a position in SNOV in Q1 2024 and has held it in 9 quarters since. The position peaked at $739K in Q1 2025. 64 funds tracked by Wall St. Rank hold SNOV as of Q1 2026.

Mariner held 21,435 shares of FT Vest US Small Cap Moderate Buffer ETF November worth $532K as of Q1 2026.
Mariner sold 2,300 FT Vest US Small Cap Moderate Buffer ETF November shares in Q1 2026, an estimated $58K.
FT Vest US Small Cap Moderate Buffer ETF November made up ﹤0.01% of Mariner's portfolio in Q1 2026, its #2453 holding.
Mariner first reported a position in FT Vest US Small Cap Moderate Buffer ETF November in Q1 2024 and has held it in 9 quarters since.
Mariner's FT Vest US Small Cap Moderate Buffer ETF November position peaked at $739K in Q1 2025.
64 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF November as of Q1 2026.

Based on Mariner's 13F filing for Q1 2026, filed 13 May 2026.