We are live on ! Find out more
MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$450M
AUM Growth
-$45.5M
Cap. Flow
-$158M
Cap. Flow %
-35.13%
Top 10 Hldgs %
24.94%
Holding
252
New
56
Increased
50
Reduced
64
Closed
52

Top Buys

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$4.55M
2
HCA icon
HCA Healthcare
HCA
+$4.19M
3
ENDP
Endo International plc
ENDP
+$3.95M
4
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$3.5M
5
GGN
GAMCO Global Gold, Natural Resources & Income Trust
GGN
+$3.08M

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$18.4M
2
HUM icon
Humana
HUM
+$17M
3
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$10.8M
4
AGN
Allergan plc
AGN
+$7.28M
5
GTU
CENTRAL GOLD TR (CANADA)
GTU
+$5.78M

Sector Composition

Rank Sector Weight
1 Healthcare 25.39%
2 Real Estate 3.51%
3 Financials 1.98%
4 Materials 0.15%
5 Communication Services 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
126
Allspring Multi-Sector Income Fund
ERC
$256M
$826K 0.18%
72,992
– –
JGH icon
127
Nuveen Global High Income Fund
JGH
$353M
$795K 0.18%
57,858
-25,265
-30% -$365K
XENT
128
DELISTED
Intersect ENT, Inc
XENT
$792K 0.18%
35,213
– –
GLO
129
Clough Global Opportunities Fund
GLO
$252M
$772K 0.17%
+73,958
New +$808K
RC
130
Ready Capital
RC
$276M
$761K 0.17%
+50,468
New +$737K
DNI
131
DELISTED
Dividend and Income Fund
DNI
$743K 0.17%
+67,445
New +$769K
DBA icon
132
Invesco DB Agriculture Fund
DBA
$1.24B
$742K 0.16%
36,000
-10,000
-22% -$208K
CIF
133
DELISTED
MFS Intermediate High Income Fund
CIF
$719K 0.16%
309,961
-36,700
-11% -$85.7K
BGT icon
134
BlackRock Floating Rate Income Trust
BGT
$322M
$700K 0.16%
56,013
-140,912
-72% -$1.78M
NPP
135
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$697K 0.15%
46,618
-103,718
-69% -$1.52M
ACAS
136
DELISTED
American Capital Ltd
ACAS
$690K 0.15%
50,000
-233,400
-82% -$3.19M
NXEO
137
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$686K 0.15%
68,892
-148,908
-68% -$1.5M
ABUS icon
138
Arbutus Biopharma
ABUS
$861M
$681K 0.15%
153,133
-47,967
-24% -$263K
EPI icon
139
CALL
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$631K 0.14%
250,000
– –
STJ
140
DELISTED
St Jude Medical
STJ
$618K 0.14%
+10,000
New +$631K
IBB icon
141
PUT
iShares Biotechnology ETF
IBB
$9.18B
$617K 0.14%
183,000
-27,000
-13% -$2.93M
NQP
142
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$604K 0.13%
44,106
– –
ACV
143
Virtus Diversified Income & Convertible Fund
ACV
$279M
$574K 0.13%
+31,625
New +$575K
FSD
144
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$572K 0.13%
40,626
-52,467
-56% -$750K
NYMTO
145
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$572K 0.13%
+30,500
New +$623K
IRWD icon
146
Ironwood Pharmaceuticals
IRWD
$728M
$557K 0.12%
57,431
-27,462
-32% -$265K
ACSF
147
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$549K 0.12%
55,850
-25,968
-32% -$277K
DHY
148
Credit Suisse High Yield Credit Fund
DHY
$239M
$510K 0.11%
223,749
-363,355
-62% -$843K
THW
149
abrdn World Healthcare Fund
THW
$540M
$510K 0.11%
+32,244
New +$501K
MACK
150
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$498K 0.11%
8,019
-4,067
-34% -$286K
4 5
6
7 8

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q4 2015 Portfolio in Review

As of Q4 2015, Mariner Investment Group held 252 positions worth $450M, down 9.2% from $496M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Mariner Investment Group withdrew a net $158M in Q4 2015, closing 52 positions and reducing 64 holdings. Its most notable exit was State Street Materials Select Sector SPDR ETF, an estimated $18.4M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Mariner Investment Group opened a new position in Neuberger Real Estate Securities Income Fund Inc worth $3.58M.

  • Mariner Investment Group's largest Q4 2015 buy was Neuberger Real Estate Securities Income Fund Inc: 749,315 shares worth $3.58M.
  • Mariner Investment Group added most to BioMarin Pharmaceuticals in Q4 2015, an estimated $4.55M increase.
  • Mariner Investment Group's biggest Q4 2015 reduction was Biogen, cutting an estimated $4.71M.
  • Mariner Investment Group fully exited State Street Materials Select Sector SPDR ETF in Q4 2015, selling an estimated $18.4M.
  • Mariner Investment Group's ten largest holdings make up 25% of its $450M portfolio in Q4 2015.
  • Mariner Investment Group opened 56 new positions and closed 52 in Q4 2015.
  • Mariner Investment Group's portfolio value fell 9.2% quarter-over-quarter to $450M.

Based on Mariner Investment Group's 13F filing for Q4 2015, filed 2 Feb 2016.