Mariner Investment Group’s New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock NYMTO Stock Holding History

Mariner Investment Group’s Portfolio NYMTO Stock Details NYMTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-30,500	Closed	-$572K	–	225
2015 Q4	$572K	Buy	+30,500	New	+$623K	0.13%	145
2015 Q3	–	Sell	-51,200	Closed	-$1.23M	–	245
2015 Q2	$1.23M	Buy	+51,200	New	+$1.2M	0.31%	99

Other funds holding NYMTO

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Mariner Investment Group's NYMTO Position: Q1 2016 in Review

Mariner Investment Group sold out of New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock (NYMTO) in Q1 2016, closing a stake of 30,500 shares — an estimated $572K sold.

Mariner Investment Group first reported a position in NYMTO in Q2 2015 and held it in 2 quarters. The position peaked at $1.23M in Q2 2015. 8 funds tracked by Wall St. Rank hold NYMTO as of Q1 2016.

Mariner Investment Group reported no remaining New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock position as of Q1 2016 after selling out during the quarter.
Mariner Investment Group sold 30,500 New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock shares in Q1 2016, an estimated $572K.
Mariner Investment Group first reported a position in New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock in Q2 2015 and held it in 2 quarters.
Mariner Investment Group's New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock position peaked at $1.23M in Q2 2015.
8 funds tracked by Wall St. Rank held New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock as of Q1 2016.

Based on Mariner Investment Group's 13F filing for Q1 2016, filed 3 May 2016.