MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
-2.01%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$380M
AUM Growth
+$380M
Cap. Flow
+$15M
Cap. Flow %
3.95%
Top 10 Hldgs %
23.98%
Holding
239
New
58
Increased
47
Reduced
42
Closed
37

Top Buys

1
GTU
CENTRAL GOLD TR (CANADA)
GTU
$6M
2
USA icon
Liberty All-Star Equity Fund
USA
$5.7M
3
CELG
Celgene Corp
CELG
$4.63M
4
CIM
Chimera Investment
CIM
$4.11M
5
HUM icon
Humana
HUM
$3.83M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$12.6M
2
VVR icon
Invesco Senior Income Trust
VVR
$10.6M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.22M
4
FCT
First Trust Senior Floating Rate Income Fund II
FCT
$5.47M
5
DRA
Diversified Real Asset Income Fd
DRA
$3.83M

Sector Composition

1 Healthcare 27.51%
2 Real Estate 4.39%
3 Financials 2.87%
4 Materials 0.67%
5 Communication Services 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NQP icon
126
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
$580K 0.15%
44,106
– –
PCN
127
PIMCO Corporate & Income Strategy Fund
PCN
$837M
$550K 0.14%
+38,724
New +$550K
DBL
128
DoubleLine Opportunistic Credit Fund
DBL
$295M
$531K 0.14%
+22,900
New +$531K
PVA
129
DELISTED
PENN VIRGINIA CORP
PVA
$482K 0.12%
110,000
+30,000
+38% +$131K
DHF
130
BNY Mellon High Yield Strategies Fund
DHF
$189M
$450K 0.12%
134,702
-520,335
-79% -$1.74M
GBAB
131
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$420M
$431K 0.11%
+20,969
New +$431K
BRLI
132
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$413K 0.11%
+10,000
New +$413K
AIF
133
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$402K 0.1%
+25,523
New +$402K
UONEK icon
134
Urban One Class D
UONEK
$36.6M
$396K 0.1%
124,962
+16,481
+15% +$52.2K
EVHC
135
DELISTED
Envision Healthcare Holdings Inc
EVHC
$395K 0.1%
+10,000
New +$395K
FHY
136
DELISTED
First Trust Strategic High
FHY
$373K 0.1%
+28,184
New +$373K
TSLF
137
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$372K 0.1%
+22,156
New +$372K
HZNP
138
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$370K 0.09%
10,640
-43,182
-80% -$1.5M
JRO
139
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$357K 0.09%
33,082
-139,160
-81% -$1.5M
JRI icon
140
Nuveen Real Asset Income & Growth Fund
JRI
$371M
$326K 0.08%
+18,869
New +$326K
CTLT
141
DELISTED
CATALENT, INC.
CTLT
$323K 0.08%
11,000
+1,000
+10% +$29.4K
HEWG
142
DELISTED
iShares Currency Hedged MSCI Germany ETF
HEWG
$313K 0.08%
+12,000
New +$313K
PFL
143
PIMCO Income Strategy Fund
PFL
$383M
$307K 0.08%
+28,300
New +$307K
NAD icon
144
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$297K 0.08%
21,898
-68,698
-76% -$932K
EAD
145
Allspring Income Opportunities Fund
EAD
$418M
$284K 0.07%
+34,401
New +$284K
BKK
146
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$283K 0.07%
+18,299
New +$283K
PHK
147
PIMCO High Income Fund
PHK
$847M
$259K 0.07%
+26,050
New +$259K
AGFS
148
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$254K 0.06%
+20,300
New +$254K
ALDR
149
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
$254K 0.06%
+4,800
New +$254K
TLPH icon
150
Talphera
TLPH
$11.2M
$253K 0.06%
59,700
– –
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6
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