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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
126
abrdn Income Credit Strategies Fund
ACP
$635M
$871K 0.13%
+51,211
New +$842K
KSS icon
127
Kohl's
KSS
$2.17B
$870K 0.13%
15,324
+5,709
+59% +$313K
ACC
128
DELISTED
American Campus Communities, Inc.
ACC
$870K 0.13%
27,000
– –
GNT
129
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$859K 0.13%
+85,686
New +$912K
EVEP
130
DELISTED
EV Energy Partners, L.P.
EVEP
$848K 0.13%
25,000
+13,500
+117% +$476K
XOM icon
131
CALL
ExxonMobil
XOM
$644B
$836K 0.13%
114,000
+25,900
+29% +$2.39M
LBTYK icon
132
Liberty Global Class C
LBTYK
$3.53B
$835K 0.13%
24,475
+5,192
+27% +$162K
SRF
133
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$805K 0.12%
+9,485
New +$808K
MOS icon
134
The Mosaic Company
MOS
$7.03B
$804K 0.12%
17,000
-10,000
-37% -$464K
HPF
135
John Hancock Preferred Income Fund II
HPF
$343M
$794K 0.12%
+44,339
New +$816K
JPW
136
DELISTED
Nuveen Flexible Invstment Fd
JPW
$787K 0.12%
+47,757
New +$789K
NEA icon
137
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$786K 0.12%
+65,305
New +$793K
CWH.PRD
138
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$782K 0.12%
38,104
– –
STJ
139
CALL
DELISTED
St Jude Medical
STJ
$780K 0.12%
40,000
– –
USO icon
140
United States Oil Fund
USO
$2.15B
$770K 0.12%
+2,725
New +$765K
ROST icon
141
CALL
Ross Stores
ROST
$80.5B
$764K 0.11%
+601,400
New +$22.6M
NEV
142
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$759K 0.11%
+58,554
New +$773K
EMD
143
DELISTED
Western Asset Emerging Markets
EMD
$748K 0.11%
+63,173
New +$766K
NPY
144
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
$717K 0.11%
60,278
+34,889
+137% +$418K
NPI
145
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$711K 0.11%
+57,695
New +$713K
XLF icon
146
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$697K 0.1%
527,425
+264,852
+101% +$4.87M
DSM
147
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$695K 0.1%
+93,620
New +$696K
LEN.B icon
148
Lennar Class B
LEN.B
$19.4B
$688K 0.1%
21,890
-32,299
-60% -$889K
NUV icon
149
Nuveen Municipal Value Fund
NUV
$1.92B
$668K 0.1%
+73,900
New +$661K
DO
150
PUT
DELISTED
Diamond Offshore Drilling
DO
$662K 0.1%
87,900
-800
-0.9% -$48.2K
4 5
6
7 8

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.