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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCV icon
101
Invesco California Value Municipal Income Trust
VCV
$518M
$780K 0.17%
+66,100
New +$774K
MBT
102
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$775K 0.17%
44,314
– –
MUC icon
103
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$764K 0.17%
+54,892
New +$755K
MVC
104
DELISTED
MVC Capital, Inc.
MVC
$693K 0.15%
51,131
+2,387
+5% +$33.4K
ARIA
105
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$682K 0.15%
+84,600
New +$659K
ESRX
106
DELISTED
Express Scripts Holding Company
ESRX
$676K 0.15%
+9,000
New +$674K
EVEP
107
DELISTED
EV Energy Partners, L.P.
EVEP
$673K 0.15%
20,100
-4,900
-20% -$169K
FCT
108
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$638K 0.14%
+44,129
New +$634K
RIG icon
109
Transocean
RIG
$5.89B
$620K 0.14%
15,000
-2,384,080
-99% -$104M
MDT icon
110
Medtronic
MDT
$109B
$615K 0.14%
+10,000
New +$582K
AEO icon
111
American Eagle Outfitters
AEO
$2.88B
$612K 0.13%
50,000
+10,000
+25% +$138K
INCY icon
112
Incyte
INCY
$24.2B
$589K 0.13%
+11,000
New +$683K
NQP
113
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$588K 0.13%
44,106
+24,373
+124% +$316K
OCSI
114
DELISTED
Oaktree Strategic Income Corporation
OCSI
$571K 0.13%
+39,720
New +$552K
MYC
115
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$560K 0.12%
38,084
+7,179
+23% +$104K
CFD
116
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$559K 0.12%
35,201
-152,004
-81% -$2.4M
BMRN icon
117
BioMarin Pharmaceuticals
BMRN
$11.6B
$556K 0.12%
+8,150
New +$601K
IMGN
118
DELISTED
Immunogen Inc
IMGN
$549K 0.12%
+36,800
New +$580K
VVUS
119
DELISTED
Vivus Inc
VVUS
$535K 0.12%
+9,000
New +$640K
NMY
120
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$520K 0.11%
42,000
+20,285
+93% +$249K
FCX icon
121
Freeport-McMoran
FCX
$90B
$516K 0.11%
15,600
-24,647
-61% -$820K
PSF icon
122
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
$514K 0.11%
20,645
-3,819
-16% -$94.3K
BFK
123
DELISTED
BlackRock Municipal Income Trust
BFK
$500K 0.11%
37,506
-5,994
-14% -$78.8K
MQY icon
124
BlackRock MuniYield Quality Fund
MQY
$805M
$483K 0.11%
+33,406
New +$482K
VZ icon
125
Verizon
VZ
$195B
$476K 0.1%
10,000
-213,875
-96% -$10.1M
3 4
5
6 7

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.