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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPP
51
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.26M 0.47%
155,585
+62,067
+66% +$895K
NMO
52
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$2.22M 0.46%
167,494
+20,197
+14% +$266K
SEVN
53
Seven Hills Realty Trust
SEVN
$171M
$2.21M 0.46%
122,227
-169
-0.1% -$3.22K
OCSL icon
54
Oaktree Specialty Lending
OCSL
$1.02B
$2.16M 0.45%
+78,333
New +$2.29M
MDVN
55
DELISTED
MEDIVATION, INC.
MDVN
$2.13M 0.44%
43,000
-3,400
-7% -$144K
GE icon
56
GE Aerospace
GE
$374B
$2.08M 0.43%
16,902
+9,390
+125% +$1.17M
NSL
57
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.06M 0.43%
307,460
-86,532
-22% -$598K
ENDP
58
DELISTED
Endo International plc
ENDP
$2.05M 0.42%
+30,000
New +$1.98M
ALKS icon
59
Alkermes
ALKS
$8.22B
$2.03M 0.42%
47,400
+17,000
+56% +$762K
AIF
60
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.97M 0.41%
113,557
-35,663
-24% -$635K
CLVS
61
DELISTED
Clovis Oncology, Inc.
CLVS
$1.95M 0.4%
+43,000
New +$1.8M
MHD icon
62
BlackRock MuniHoldings Fund
MHD
$598M
$1.94M 0.4%
120,444
-64,993
-35% -$1.04M
REMY
63
DELISTED
REMY INTL INC NEW COMMON
REMY
$1.87M 0.39%
91,012
– –
FPF
64
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$1.86M 0.38%
85,523
-132,628
-61% -$2.93M
AEGR
65
DELISTED
Aegerion Pharmaceuticals
AEGR
$1.85M 0.38%
55,400
+5,400
+11% +$168K
ARIA
66
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$1.84M 0.38%
340,300
+700
+0.2% +$4.09K
JGG
67
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$1.82M 0.38%
147,543
+117,543
+392% +$1.48M
XLE icon
68
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$1.82M 0.38%
40,222
– –
CTRX
69
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$1.76M 0.37%
41,847
-20,000
-32% -$909K
JHP
70
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$1.75M 0.36%
209,000
-58,972
-22% -$501K
IMGN
71
DELISTED
Immunogen Inc
IMGN
$1.65M 0.34%
155,500
+24,700
+19% +$279K
VTRS icon
72
Viatris
VTRS
$20.4B
$1.64M 0.34%
36,000
+10,000
+38% +$486K
PFE icon
73
Pfizer
PFE
$143B
$1.63M 0.34%
57,970
+21,080
+57% +$592K
EIM
74
Eaton Vance Municipal Bond Fund
EIM
$491M
$1.6M 0.33%
128,143
+75,598
+144% +$941K
VXX
75
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1.56M 0.32%
21,875
– –
1 2
3
4 5

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
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Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.