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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
301
The Mosaic Company
MOS
$7.2B
– –
-17,000
Closed -$804K
MSFT icon
302
CALL
Microsoft
MSFT
$3.69T
– –
-65,000
Closed -$117K
MSFT icon
303
Microsoft
MSFT
$3.69T
– –
-41,200
Closed -$1.54M
MSFT icon
304
PUT
Microsoft
MSFT
$3.69T
– –
-65,000
Closed -$65K
MYN icon
305
BlackRock MuniYield New York Quality Fund
MYN
$377M
– –
-30,400
Closed -$367K
NAD icon
306
Nuveen Quality Municipal Income Fund
NAD
$2.74B
– –
-73,293
Closed -$923K
NEA icon
307
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-65,305
Closed -$786K
NKX icon
308
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
– –
-99,718
Closed -$1.21M
NLY icon
309
CALL
Annaly Capital Management
NLY
$17.2B
– –
-12,500
Closed -$19K
NLY icon
310
PUT
Annaly Capital Management
NLY
$17.2B
– –
-12,500
Closed -$20K
NMZ icon
311
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
– –
-24,834
Closed -$298K
NOC icon
312
Northrop Grumman
NOC
$78.7B
– –
-18,469
Closed -$2.12M
NOC icon
313
PUT
Northrop Grumman
NOC
$78.7B
– –
-29,400
Closed -$46K
NOV icon
314
CALL
NOV
NOV
$7.1B
– –
-287,564
Closed -$434K
NOV icon
315
NOV
NOV
$7.1B
– –
-373,984
Closed -$26.8M
NOV icon
316
PUT
NOV
NOV
$7.1B
– –
-890,971
Closed -$2.7M
NUE icon
317
CALL
Nucor
NUE
$62.3B
– –
-16,900
Closed -$48K
NUE icon
318
Nucor
NUE
$62.3B
– –
-24,941
Closed -$1.33M
NUE icon
319
PUT
Nucor
NUE
$62.3B
– –
-366,900
Closed -$116K
NUV icon
320
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-73,900
Closed -$668K
OMC icon
321
PUT
Omnicom Group
OMC
$22.4B
– –
-38,000
Closed -$5K
PEP icon
322
CALL
PepsiCo
PEP
$190B
– –
-15,000
Closed -$28K
PFE icon
323
CALL
Pfizer
PFE
$145B
– –
-36,890
Closed -$52K
PML
324
PIMCO Municipal Income Fund II
PML
$487M
– –
-154,661
Closed -$1.65M
PMM
325
Franklin Managed Municipal Income Trust
PMM
$268M
– –
-163,200
Closed -$1.08M
11 12
13
14 15

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FNBTCON
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CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.