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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
226
CALL
United States Oil Fund
USO
$1.91B
$201K 0.03%
+76,138
New +$21.4M
FMN
227
Federated Hermes Premier Municipal Income Fund
FMN
$86.3M
$199K 0.03%
+15,084
New +$194K
NUO
228
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$195K 0.03%
+14,000
New +$196K
PETM
229
PUT
DELISTED
PETSMART INC
PETM
$192K 0.03%
+71,400
New +$5.23M
CSCO icon
230
CALL
Cisco
CSCO
$457B
$188K 0.03%
+385,800
New +$8.54M
TLT icon
231
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$187K 0.03%
286,100
+166,100
+138% +$17.4M
MIE
232
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$185K 0.03%
+10,100
New +$174K
GS icon
233
CALL
Goldman Sachs
GS
$303B
$183K 0.03%
+40,000
New +$6.6M
TWC
234
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$174K 0.03%
+56,000
New +$6.96M
FGB
235
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$173K 0.03%
+21,998
New +$178K
FIG
236
CALL
DELISTED
Fortress Investment Group Llc
FIG
$164K 0.02%
321,300
+304,100
+1,768% +$2.49M
MAT icon
237
CALL
Mattel
MAT
$4.32B
$155K 0.02%
90,000
+80,000
+800% +$3.57M
XLP icon
238
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$151K 0.02%
196,400
+163,900
+504% +$6.91M
IQI icon
239
Invesco Quality Municipal Securities
IQI
$521M
$149K 0.02%
+13,414
New +$150K
RDN icon
240
Radian Group
RDN
$5.22B
$147K 0.02%
10,400
-29,600
-74% -$414K
XLNX
241
CALL
DELISTED
Xilinx Inc
XLNX
$146K 0.02%
80,000
-60,900
-43% -$2.74M
MUJ icon
242
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$145K 0.02%
11,020
– –
VZ icon
243
PUT
Verizon
VZ
$198B
$139K 0.02%
150,000
+50,000
+50% +$2.46M
DISH
244
PUT
DELISTED
DISH Network Corp.
DISH
$139K 0.02%
+63,200
New +$3.24M
T icon
245
PUT
AT&T
T
$162B
$130K 0.02%
217,136
-130,414
-38% -$3.43M
EWJ icon
246
CALL
iShares MSCI Japan ETF
EWJ
$22B
$119K 0.02%
+106,000
New +$5.05M
YHOO
247
CALL
DELISTED
Yahoo Inc
YHOO
$119K 0.02%
+30,000
New +$1.08M
MSFT icon
248
CALL
Microsoft
MSFT
$3.62T
$117K 0.02%
+65,000
New +$2.36M
NUE icon
249
PUT
Nucor
NUE
$59.5B
$116K 0.02%
+366,900
New +$18.9M
ESV
250
CALL
DELISTED
Ensco Rowan plc
ESV
$116K 0.02%
+13,525
New +$3.12M
8 9
10
11 12

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.