Mainstay Capital Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Mainstay Capital Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-715	Closed	-$45K	–	182
2018 Q3	$45K	Hold	715	–	–	0.03%	211
2018 Q2	$42K	Hold	715	–	–	0.03%	196
2018 Q1	$41K	Hold	715	–	–	0.03%	169
2017 Q4	$42K	Buy	+715	New	+$40.7K	0.03%	172

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Mainstay Capital Management's FEX Position: Q4 2018 in Review

Mainstay Capital Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2018, closing a stake of 715 shares — an estimated $45K sold.

Mainstay Capital Management first reported a position in FEX in Q4 2017 and held it in 4 quarters. The position peaked at $45K in Q3 2018. 141 funds tracked by Wall St. Rank hold FEX as of Q4 2018.

Mainstay Capital Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Mainstay Capital Management sold 715 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $45K.
Mainstay Capital Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q4 2017 and held it in 4 quarters.
Mainstay Capital Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $45K in Q3 2018.
141 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2018.

Based on Mainstay Capital Management's 13F filing for Q4 2018, filed 8 Feb 2019.