MAI Capital Management’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

MAI Capital Management’s Portfolio FNOV Stock Details FNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$261K	Hold	4,889	–	–	﹤0.01%	1339
2025 Q4	$268K	Sell	4,889 -186	-4%	-$10K	﹤0.01%	1190
2025 Q3	$268K	Hold	5,075	–	–	﹤0.01%	1150
2025 Q2	$254K	Hold	5,075	–	–	﹤0.01%	1077
2025 Q1	$237K	Hold	5,075	–	–	﹤0.01%	1059
2024 Q4	$243K	Hold	5,075	–	–	﹤0.01%	1071
2024 Q3	$239K	Sell	5,075 -1,000	-16%	-$46.4K	﹤0.01%	949
2024 Q2	$280K	Buy	6,075 +840	+16%	+$37.8K	﹤0.01%	1011
2024 Q1	$234K	Hold	5,235	–	–	﹤0.01%	1070
2023 Q4	$223K	Sell	5,235 -840	-14%	-$33.8K	﹤0.01%	985
2023 Q3	$236K	Buy	+6,075	New	+$245K	﹤0.01%	912

Other funds holding FNOV

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

MAI Capital Management's FNOV Position: Q1 2026 in Review

MAI Capital Management held its FT Vest US Equity Buffer ETF November (FNOV) position steady in Q1 2026 at 4,889 shares worth $261K. The position accounts for ﹤0.01% of the portfolio, ranked #1339.

MAI Capital Management first reported a position in FNOV in Q3 2023 and has held it in 11 quarters since. The position peaked at $280K in Q2 2024. 159 funds tracked by Wall St. Rank hold FNOV as of Q1 2026.

MAI Capital Management held 4,889 shares of FT Vest US Equity Buffer ETF November worth $261K as of Q1 2026.
MAI Capital Management left its FT Vest US Equity Buffer ETF November share count unchanged in Q1 2026.
FT Vest US Equity Buffer ETF November made up ﹤0.01% of MAI Capital Management's portfolio in Q1 2026, its #1339 holding.
MAI Capital Management first reported a position in FT Vest US Equity Buffer ETF November in Q3 2023 and has held it in 11 quarters since.
MAI Capital Management's FT Vest US Equity Buffer ETF November position peaked at $280K in Q2 2024.
159 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q1 2026.

Based on MAI Capital Management's 13F filing for Q1 2026, filed 15 May 2026.