MAI Capital Management’s FT Vest US Equity Buffer ETF November FNOV Stock Holding History

MAI Capital Management’s Portfolio FNOV Stock Details FNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$286K	Hold	4,889	–	–	﹤0.01%	1622
2026 Q1	$261K	Hold	4,889	–	–	﹤0.01%	1339
2025 Q4	$268K	Sell	4,889 -186	-4%	-$10K	﹤0.01%	1190
2025 Q3	$268K	Hold	5,075	–	–	﹤0.01%	1150
2025 Q2	$254K	Hold	5,075	–	–	﹤0.01%	1077
2025 Q1	$237K	Hold	5,075	–	–	﹤0.01%	1059
2024 Q4	$243K	Hold	5,075	–	–	﹤0.01%	1071
2024 Q3	$239K	Sell	5,075 -1,000	-16%	-$46.4K	﹤0.01%	949
2024 Q2	$280K	Buy	6,075 +840	+16%	+$37.8K	﹤0.01%	1011
2024 Q1	$234K	Hold	5,235	–	–	﹤0.01%	1070
2023 Q4	$223K	Sell	5,235 -840	-14%	-$33.8K	﹤0.01%	985
2023 Q3	$236K	Buy	+6,075	New	+$245K	﹤0.01%	912

Other funds holding FNOV

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

MAI Capital Management's FNOV Position: Q2 2026 in Review

MAI Capital Management held its FT Vest US Equity Buffer ETF November (FNOV) position steady in Q2 2026 at 4,889 shares worth $286K. The position accounts for ﹤0.01% of the portfolio, ranked #1622.

MAI Capital Management first reported a position in FNOV in Q3 2023 and has held it in 12 quarters since. 154 funds tracked by Wall St. Rank hold FNOV as of Q2 2026.

MAI Capital Management held 4,889 shares of FT Vest US Equity Buffer ETF November worth $286K as of Q2 2026.
MAI Capital Management left its FT Vest US Equity Buffer ETF November share count unchanged in Q2 2026.
FT Vest US Equity Buffer ETF November made up ﹤0.01% of MAI Capital Management's portfolio in Q2 2026, its #1622 holding.
MAI Capital Management first reported a position in FT Vest US Equity Buffer ETF November in Q3 2023 and has held it in 12 quarters since.
154 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF November as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.