Legacy Financial Group (Iowa)
DIAX

Legacy Financial Group (Iowa)’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Legacy Financial Group (Iowa)’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-1,296
Closed -$17.8K – 150
2023
Q3 		$17.8K Buy
+1,296
New +$18.3K ﹤0.01% 278

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Legacy Financial Group (Iowa)'s DIAX Position: Q4 2023 in Review

Legacy Financial Group (Iowa) sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2023, closing a stake of 1,296 shares — an estimated $17.8K sold.

Legacy Financial Group (Iowa) first reported a position in DIAX in Q3 2023 and held it in 1 quarter. The position peaked at $17.8K in Q3 2023. 82 funds tracked by Wall St. Rank hold DIAX as of Q4 2023.

  • Legacy Financial Group (Iowa) reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2023 after selling out during the quarter.
  • Legacy Financial Group (Iowa) sold 1,296 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2023, an estimated $17.8K.
  • Legacy Financial Group (Iowa) first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2023 and held it in 1 quarter.
  • Legacy Financial Group (Iowa)'s Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $17.8K in Q3 2023.
  • 82 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2023.

Based on Legacy Financial Group (Iowa)'s 13F filing for Q4 2023, filed 22 Jan 2024.