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Lau Associates Portfolio holdings
AUM
$201M
1-Year Est. Return
26.29%
This Fund
S&P 500
This Quarter
Est. Return
+7.61%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$113M
AUM Growth
-$7.61M
(-6.3%)
Cap. Flow
-$14.4M
Cap. Flow
% of AUM
-12.76%
Top 10 Holdings %
Top 10 Hldgs %
53.8%
Holding
68
New
3
Increased
8
Reduced
20
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Prudential Financial
PRU
|
+$341K |
| 2 |
Alaska Air
ALK
|
+$213K |
| 3 |
Qualcomm
QCOM
|
+$212K |
| 4 |
SNDK
SANDISK CORP
SNDK
|
+$202K |
| 5 |
ESRX
Express Scripts Holding Company
ESRX
|
+$196K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
abrdn Physical Gold Shares ETF
SGOL
|
+$8.21M |
| 2 |
Sprott Physical Gold and Silver Trust
CEF
|
+$4.01M |
| 3 |
Commerce Bancshares
CBSH
|
+$693K |
| 4 |
Sprott Physical Gold
PHYS
|
+$427K |
| 5 |
Gilead Sciences
GILD
|
+$313K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.12% |
| 2 | Energy | 15.91% |
| 3 | Healthcare | 14.19% |
| 4 | Consumer Staples | 10.66% |
| 5 | Industrials | 6.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
51
Prudential Financial
PRU
$43B
| $369K | 0.33% |
+4,000
| New | +$341K |
|
52
Novartis
NVS
$302B
| $360K | 0.32% |
4,994
| – | – |
|
|
BBBY
53
DELISTED
Bed Bath & Beyond Inc
BBBY
| $345K | 0.31% |
4,300
| – | – |
|
54
Pfizer
PFE
$144B
| $339K | 0.3% |
11,657
| – | – |
|
55
Southern Company
SO
$109B
| $329K | 0.29% |
8,000
| – | – |
|
56
Abbott
ABT
$187B
| $313K | 0.28% |
8,173
| – | – |
|
57
Microsoft
MSFT
$2.89T
| $302K | 0.27% |
8,067
| – | – |
|
|
CERN
58
DELISTED
Cerner Corp
CERN
| $287K | 0.25% |
5,150
-2,000
| -28% | -$112K |
|
|
SIAL
59
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $282K | 0.25% |
3,000
| – | – |
|
60
Vanguard Dividend Appreciation ETF
VIG
$112B
| $261K | 0.23% |
3,468
+6
| +0.2% | +$437 |
|
61
CSX Corp
CSX
$94B
| $247K | 0.22% |
25,800
| – | – |
|
62
Cisco
CSCO
$459B
| $234K | 0.21% |
10,416
| – | – |
|
63
Genuine Parts
GPC
$17.7B
| $212K | 0.19% |
2,549
| – | – |
|
64
BP
BP
$111B
| $209K | 0.19% |
+5,253
| New | +$196K |
|
|
65
Sprott Physical Gold and Silver Trust
CEF
$7.33B
| – | – |
-272,830
| Closed | -$4.01M |
|
|
NIHD
66
DELISTED
NII HOLDINGS INC CL B
NIHD
| – | – |
-17,100
| Closed | -$104K |
|
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Lau Associates's Q4 2013 Portfolio in Review
As of Q4 2013, Lau Associates held 68 positions worth $113M, down 6.3% from $120M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Lau Associates withdrew a net $14.4M in Q4 2013, closing 2 positions and reducing 20 holdings. Its most notable exit was Sprott Physical Gold and Silver Trust, an estimated $4.01M position sold in full.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 17% a quarter earlier, followed by Energy and Healthcare.
Against the trend, Lau Associates opened a new position in Prudential Financial worth $369K.
- Lau Associates's largest Q4 2013 buy was Prudential Financial: 4,000 shares worth $369K.
- Lau Associates added most to Alaska Air in Q4 2013, an estimated $213K increase.
- Lau Associates's biggest Q4 2013 reduction was abrdn Physical Gold Shares ETF, cutting an estimated $8.21M.
- Lau Associates fully exited Sprott Physical Gold and Silver Trust in Q4 2013, selling an estimated $4.01M.
- Lau Associates's ten largest holdings make up 54% of its $113M portfolio in Q4 2013.
- Lau Associates opened 3 new positions and closed 2 in Q4 2013.
- Lau Associates's portfolio value fell 6.3% quarter-over-quarter to $113M.
Based on Lau Associates's 13F filing for Q4 2013, filed 15 Jan 2014.