LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Return 26.24%
This Quarter Return
+7.61%
1 Year Return
+26.24%
3 Year Return
+44.43%
5 Year Return
+59.92%
10 Year Return
–
AUM
$113M
AUM Growth
-$7.61M
Cap. Flow
-$13.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
53.8%
Holding
68
New
3
Increased
8
Reduced
20
Closed
2

Top Buys

1
PRU icon
Prudential Financial
PRU
$369K
2
QCOM icon
Qualcomm
QCOM
$223K
3
ALK icon
Alaska Air
ALK
$220K
4
SNDK
SANDISK CORP
SNDK
$211K
5
ESRX
Express Scripts Holding Company
ESRX
$211K

Top Sells

1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
$7.76M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$4.01M
3
CBSH icon
Commerce Bancshares
CBSH
$707K
4
PHYS icon
Sprott Physical Gold
PHYS
$403K
5
GILD icon
Gilead Sciences
GILD
$338K

Sector Composition

1 Technology 20.12%
2 Energy 15.91%
3 Healthcare 14.19%
4 Consumer Staples 10.66%
5 Industrials 6.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRU icon
51
Prudential Financial
PRU
$38.1B
$369K 0.33%
+4,000
New +$369K
NVS icon
52
Novartis
NVS
$249B
$360K 0.32%
4,994
– –
BBBY
53
DELISTED
Bed Bath & Beyond Inc
BBBY
$345K 0.31%
4,300
– –
PFE icon
54
Pfizer
PFE
$139B
$339K 0.3%
11,657
– –
SO icon
55
Southern Company
SO
$101B
$329K 0.29%
8,000
– –
ABT icon
56
Abbott
ABT
$233B
$313K 0.28%
8,173
– –
MSFT icon
57
Microsoft
MSFT
$3.77T
$302K 0.27%
8,067
– –
CERN
58
DELISTED
Cerner Corp
CERN
$287K 0.25%
5,150
-2,000
-28% -$111K
SIAL
59
DELISTED
SIGMA - ALDRICH CORP
SIAL
$282K 0.25%
3,000
– –
VIG icon
60
Vanguard Dividend Appreciation ETF
VIG
$95.5B
$261K 0.23%
3,468
+6
+0.2% +$452
CSX icon
61
CSX Corp
CSX
$60.6B
$247K 0.22%
25,800
– –
CSCO icon
62
Cisco
CSCO
$270B
$234K 0.21%
10,416
– –
GPC icon
63
Genuine Parts
GPC
$19.6B
$212K 0.19%
2,549
– –
BP icon
64
BP
BP
$88.7B
$209K 0.19%
+5,253
New +$209K
CEF icon
65
Sprott Physical Gold and Silver Trust
CEF
$6.44B
– –
-272,830
Closed -$4.01M
NIHD
66
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-17,100
Closed -$104K
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