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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+6%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$120M
AUM Growth
+$2.35M
Cap. Flow
-$3.9M
Cap. Flow %
-3.24%
Top 10 Hldgs %
57.66%
Holding
68
New
4
Increased
7
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$912K
2
ALK icon
Alaska Air
ALK
+$311K
3
SNDK
SANDISK CORP
SNDK
+$300K
4
CSX icon
CSX Corp
CSX
+$217K
5
GPC icon
Genuine Parts
GPC
+$207K

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.42M
2
MSFT icon
Microsoft
MSFT
+$558K
3
FISV
Fiserv Inc
FISV
+$545K
4
PHYS icon
Sprott Physical Gold
PHYS
+$388K
5
IDXX icon
Idexx Laboratories
IDXX
+$385K

Sector Composition

Rank Sector Weight
1 Technology 16.96%
2 Energy 13.34%
3 Healthcare 12.56%
4 Consumer Staples 9.83%
5 Materials 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
51
Alaska Air
ALK
$5.42B
$326K 0.27%
+10,400
New +$311K
EAT icon
52
Brinker International
EAT
$8.5B
$324K 0.27%
8,000
– –
PFE icon
53
Pfizer
PFE
$144B
$318K 0.26%
11,657
-527
-4% -$14.3K
APA icon
54
APA Corp
APA
$12.3B
$315K 0.26%
3,700
– –
EMC
55
DELISTED
EMC CORPORATION
EMC
$309K 0.26%
12,100
+2,000
+20% +$51.9K
SNDK
56
DELISTED
SANDISK CORP
SNDK
$304K 0.25%
+5,100
New +$300K
ABT icon
57
Abbott
ABT
$187B
$271K 0.23%
8,173
– –
MSFT icon
58
Microsoft
MSFT
$2.92T
$268K 0.22%
8,067
-16,957
-68% -$558K
SIAL
59
DELISTED
SIGMA - ALDRICH CORP
SIAL
$256K 0.21%
3,000
– –
CSCO icon
60
Cisco
CSCO
$456B
$244K 0.2%
10,416
+220
+2% +$5.46K
VIG icon
61
Vanguard Dividend Appreciation ETF
VIG
$113B
$241K 0.2%
3,462
+11
+0.3% +$761
CSX icon
62
CSX Corp
CSX
$94.2B
$221K 0.18%
+25,800
New +$217K
GPC icon
63
Genuine Parts
GPC
$17.9B
$206K 0.17%
+2,549
New +$207K
NIHD
64
DELISTED
NII HOLDINGS INC CL B
NIHD
$104K 0.09%
17,100
– –
FISV
65
Fiserv Inc
FISV
$28.9B
– –
-24,920
Closed -$545K
ORCL icon
66
Oracle
ORCL
$346B
– –
-46,191
Closed -$1.42M
TPR icon
67
Tapestry
TPR
$30.5B
– –
-5,800
Closed -$331K
1 2
3

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Lau Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Lau Associates held 68 positions worth $120M, up 2% from $118M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lau Associates withdrew a net $3.9M in Q3 2013, closing 3 positions and reducing 26 holdings. Its most notable exit was Oracle, an estimated $1.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Lau Associates opened a new position in Alaska Air worth $326K.

  • Lau Associates's largest Q3 2013 buy was Alaska Air: 10,400 shares worth $326K.
  • Lau Associates added most to abrdn Physical Gold Shares ETF in Q3 2013, an estimated $912K increase.
  • Lau Associates's biggest Q3 2013 reduction was Microsoft, cutting an estimated $558K.
  • Lau Associates fully exited Oracle in Q3 2013, selling an estimated $1.42M.
  • Lau Associates's ten largest holdings make up 58% of its $120M portfolio in Q3 2013.
  • Lau Associates opened 4 new positions and closed 3 in Q3 2013.
  • Lau Associates's portfolio value rose 2% quarter-over-quarter to $120M.

Based on Lau Associates's 13F filing for Q3 2013, filed 29 Oct 2013.