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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+6%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$120M
AUM Growth
+$2.35M
Cap. Flow
-$3.9M
Cap. Flow %
-3.24%
Top 10 Hldgs %
57.66%
Holding
68
New
4
Increased
7
Reduced
26
Closed
3

Top Buys

Rank Stock Value
1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$912K
2
ALK icon
Alaska Air
ALK
+$311K
3
SNDK
SANDISK CORP
SNDK
+$300K
4
CSX icon
CSX Corp
CSX
+$217K
5
GPC icon
Genuine Parts
GPC
+$207K

Top Sells

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$1.42M
2
MSFT icon
Microsoft
MSFT
+$558K
3
FISV
Fiserv Inc
FISV
+$545K
4
PHYS icon
Sprott Physical Gold
PHYS
+$388K
5
IDXX icon
Idexx Laboratories
IDXX
+$385K

Sector Composition

Rank Sector Weight
1 Technology 16.96%
2 Energy 13.34%
3 Healthcare 12.56%
4 Consumer Staples 9.83%
5 Materials 5.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
26
Sysco
SYY
$40.2B
$1.17M 0.97%
36,737
-1,000
-3% -$33.6K
SLB icon
27
SLB Ltd
SLB
$76.5B
$1.14M 0.94%
12,857
+1,200
+10% +$98.6K
IWF icon
28
iShares Russell 1000 Growth ETF
IWF
$120B
$968K 0.8%
49,512
– –
ESRX
29
DELISTED
Express Scripts Holding Company
ESRX
$957K 0.8%
15,489
– –
VOD icon
30
Vodafone
VOD
$36.4B
$932K 0.77%
26,002
– –
T icon
31
AT&T
T
$167B
$925K 0.77%
36,210
-1,324
-4% -$34.8K
AXP icon
32
American Express
AXP
$226B
$853K 0.71%
11,300
-600
-5% -$45.1K
RTX icon
33
RTX Corp
RTX
$294B
$755K 0.63%
11,129
+130
+1% +$8.51K
UPS icon
34
United Parcel Service
UPS
$96B
$642K 0.53%
7,024
-400
-5% -$35.2K
IWD icon
35
iShares Russell 1000 Value ETF
IWD
$81.5B
$580K 0.48%
6,730
– –
QCOM icon
36
Qualcomm
QCOM
$179B
$579K 0.48%
8,607
+1,000
+13% +$65.6K
BMY icon
37
Bristol-Myers Squibb
BMY
$128B
$552K 0.46%
11,932
-500
-4% -$21.9K
MO icon
38
Altria Group
MO
$122B
$527K 0.44%
15,350
– –
LNC icon
39
Lincoln National
LNC
$7.88B
$525K 0.44%
12,500
– –
RDS.A
40
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$485K 0.4%
7,388
– –
PM icon
41
Philip Morris
PM
$305B
$460K 0.38%
5,311
– –
NKE icon
42
Nike
NKE
$62.5B
$450K 0.37%
12,400
-600
-5% -$19.6K
JPM icon
43
JPMorgan Chase
JPM
$947B
$434K 0.36%
8,400
-2,790
-25% -$150K
CERN
44
DELISTED
Cerner Corp
CERN
$376K 0.31%
7,150
– –
SYK icon
45
Stryker
SYK
$129B
$375K 0.31%
5,550
– –
ABBV icon
46
AbbVie
ABBV
$454B
$366K 0.3%
8,173
– –
VZ icon
47
Verizon
VZ
$198B
$364K 0.3%
7,808
-1,500
-16% -$73.2K
NVS icon
48
Novartis
NVS
$297B
$343K 0.29%
4,994
– –
BBBY
49
DELISTED
Bed Bath & Beyond Inc
BBBY
$333K 0.28%
4,300
– –
SO icon
50
Southern Company
SO
$109B
$329K 0.27%
8,000
– –
1
2
3

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Lau Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Lau Associates held 68 positions worth $120M, up 2% from $118M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lau Associates withdrew a net $3.9M in Q3 2013, closing 3 positions and reducing 26 holdings. Its most notable exit was Oracle, an estimated $1.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Lau Associates opened a new position in Alaska Air worth $326K.

  • Lau Associates's largest Q3 2013 buy was Alaska Air: 10,400 shares worth $326K.
  • Lau Associates added most to abrdn Physical Gold Shares ETF in Q3 2013, an estimated $912K increase.
  • Lau Associates's biggest Q3 2013 reduction was Microsoft, cutting an estimated $558K.
  • Lau Associates fully exited Oracle in Q3 2013, selling an estimated $1.42M.
  • Lau Associates's ten largest holdings make up 58% of its $120M portfolio in Q3 2013.
  • Lau Associates opened 4 new positions and closed 3 in Q3 2013.
  • Lau Associates's portfolio value rose 2% quarter-over-quarter to $120M.

Based on Lau Associates's 13F filing for Q3 2013, filed 29 Oct 2013.