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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAM icon
201
Boston Beer
SAM
$1.91B
$17.7K 0.01%
49
– –
TRP icon
202
TC Energy
TRP
$67.4B
$17.5K 0.01%
524
-91
-15% -$3.35K
UAL icon
203
United Airlines
UAL
$43.6B
$16.5K 0.01%
394
– –
UL icon
204
Unilever
UL
$139B
$16.1K 0.01%
297
+61
+26% +$3.53K
ALB icon
205
Albemarle
ALB
$14.3B
$16K 0.01%
100
– –
UNP icon
206
Union Pacific
UNP
$175B
$15.1K 0.01%
75
+20
+36% +$4.36K
AMD icon
207
Advanced Micro Devices
AMD
$787B
$15K 0.01%
140
+88
+169% +$9.55K
JWN
208
DELISTED
Nordstrom
JWN
$15K 0.01%
1,054
-85
-7% -$1.56K
EMR icon
209
Emerson Electric
EMR
$91.5B
$14K 0.01%
147
+1
+0.7% +$95
BRSP
210
BrightSpire Capital
BRSP
$629M
$13.8K 0.01%
2,326
– –
J icon
211
Jacobs Solutions
J
$17B
$13.5K ﹤0.01%
118
– –
RIVN icon
212
Rivian
RIVN
$22.3B
$13.3K ﹤0.01%
703
– –
VBK icon
213
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$13.1K ﹤0.01%
62
– –
NEM icon
214
Newmont
NEM
$111B
$13K ﹤0.01%
344
+3
+0.9% +$122
PYPL icon
215
PayPal
PYPL
$50B
$13K ﹤0.01%
225
+130
+137% +$8.46K
FCX icon
216
Freeport-McMoran
FCX
$99.6B
$12.9K ﹤0.01%
352
+152
+76% +$6.12K
IR icon
217
Ingersoll Rand
IR
$34.8B
$12.8K ﹤0.01%
203
– –
LLY icon
218
Eli Lilly
LLY
$1.02T
$12.6K ﹤0.01%
22
+15
+214% +$7.73K
SYY icon
219
Sysco
SYY
$40.5B
$12.6K ﹤0.01%
200
– –
O icon
220
Realty Income
O
$58.2B
$12.3K ﹤0.01%
245
+3
+1% +$173
BP icon
221
BP
BP
$108B
$12.3K ﹤0.01%
329
+73
+29% +$2.71K
PKST
222
DELISTED
Peakstone Realty Trust
PKST
$12K ﹤0.01%
+773
New +$16.4K
TNET icon
223
TriNet
TNET
$3.11B
$11.9K ﹤0.01%
100
– –
TFX icon
224
Teleflex
TFX
$6.16B
$11.8K ﹤0.01%
60
– –
SYF icon
225
Synchrony
SYF
$25.9B
$11.8K ﹤0.01%
401
– –
7 8
9
10 11

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.