We are live on ! Find out more
KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
176
Verizon
VZ
$193B
$26.3K 0.01%
852
+12
+1% +$405
PFE icon
177
Pfizer
PFE
$147B
$25.5K 0.01%
769
+4
+0.5% +$141
MA icon
178
Mastercard
MA
$500B
$25.3K 0.01%
64
+12
+23% +$4.82K
BDX icon
179
Becton Dickinson
BDX
$47B
$24.9K 0.01%
95
– –
VTV icon
180
Vanguard Morningstar Value ETF
VTV
$191B
$24.9K 0.01%
183
-3
-2% -$430
WMT icon
181
Walmart Inc
WMT
$894B
$24.9K 0.01%
477
+447
+1,490% +$23.8K
ZION icon
182
Zions Bancorporation
ZION
$10.5B
$24.4K 0.01%
723
+107
+17% +$3.73K
MMM icon
183
3M
MMM
$93.9B
$24.3K 0.01%
329
+1
+0.3% +$86
GNL icon
184
Global Net Lease
GNL
$1.82B
$21.8K 0.01%
2,577
+90
+4% +$970
COP icon
185
ConocoPhillips
COP
$140B
$21.7K 0.01%
189
+42
+29% +$4.88K
KR icon
186
Kroger
KR
$34.7B
$21.7K 0.01%
499
-98
-16% -$4.61K
TT icon
187
Trane Technologies
TT
$106B
$21.7K 0.01%
106
– –
MDLZ icon
188
Mondelez International
MDLZ
$79.9B
$21.5K 0.01%
339
+1
+0.3% +$72
TRMD icon
189
TORM
TRMD
$2.93B
$21.5K 0.01%
+800
New +$20.3K
PNC icon
190
PNC Financial Services
PNC
$102B
$21.3K 0.01%
177
+2
+1% +$252
MTN icon
191
Vail Resorts
MTN
$5.39B
$21.1K 0.01%
99
– –
AGNC icon
192
AGNC Investment
AGNC
$12.6B
$20.8K 0.01%
2,325
+28
+1% +$277
SCHF icon
193
Schwab International Equity ETF
SCHF
$68.2B
$20.7K 0.01%
1,230
– –
VTI icon
194
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$20.7K 0.01%
97
-5
-5% -$1.11K
GLW icon
195
Corning
GLW
$135B
$19.9K 0.01%
671
+6
+0.9% +$196
IEF icon
196
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$19.6K 0.01%
+218
New +$20.6K
APA icon
197
APA Corp
APA
$12.3B
$18.6K 0.01%
493
+2
+0.4% +$82
IXN icon
198
iShares Global Tech ETF
IXN
$8.77B
$18.4K 0.01%
+311
New +$18.9K
PRU icon
199
Prudential Financial
PRU
$41.7B
$18.4K 0.01%
198
+3
+2% +$284
SIRI icon
200
SiriusXM
SIRI
$10.3B
$18.4K 0.01%
425
+2
+0.5% +$93
6 7
8
9 10

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $580M AUM 105.74% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.