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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
176
Broadridge
BR
$19.5B
$35K 0.02%
237
– –
JWN
177
DELISTED
Nordstrom
JWN
$35K 0.02%
1,448
+100
+7% +$2.65K
ROST icon
178
Ross Stores
ROST
$80.5B
$35K 0.02%
389
+1
+0.3% +$112
SYK icon
179
Stryker
SYK
$129B
$35K 0.02%
143
+1
+0.7% +$262
MMM icon
180
3M
MMM
$93.6B
$34K 0.02%
279
– –
WMB icon
181
Williams Companies
WMB
$87.5B
$34K 0.02%
1,057
+265
+33% +$7.32K
KR icon
182
Kroger
KR
$35.4B
$33K 0.02%
582
+5
+0.9% +$210
XLV icon
183
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$33K 0.02%
252
+1
+0.4% +$133
GNL icon
184
Global Net Lease
GNL
$1.81B
$32K 0.02%
2,140
+56
+3% +$871
IJR icon
185
iShares Core S&P Small-Cap ETF
IJR
$113B
$32K 0.02%
+301
New +$34.3K
IVW icon
186
iShares S&P 500 Growth ETF
IVW
$77.3B
$32K 0.02%
458
– –
RPM icon
187
RPM International
RPM
$14.7B
$32K 0.02%
408
– –
VFC icon
188
VF Corp
VFC
$5.99B
$32K 0.02%
599
– –
PECO icon
189
Phillips Edison & Co
PECO
$5.34B
$31K 0.02%
+924
New +$29.6K
PNC icon
190
PNC Financial Services
PNC
$101B
$31K 0.02%
166
+1
+0.6% +$204
BND icon
191
Vanguard Total Bond Market
BND
$158B
$30K 0.02%
373
+293
+366% +$25K
FNDB icon
192
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.46B
$30K 0.02%
1,626
+9
+0.6% +$169
GSLC icon
193
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$30K 0.02%
+352
New +$32.4K
STZ icon
194
Constellation Brands
STZ
$22.4B
$28K 0.02%
131
– –
EFAV icon
195
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$27K 0.02%
+392
New +$29.9K
FSK icon
196
FS KKR Capital
FSK
$3.21B
$27K 0.02%
1,169
+32
+3% +$692
VLUE icon
197
iShares MSCI USA Value Factor ETF
VLUE
$9.45B
$27K 0.02%
+267
New +$28.1K
ADP icon
198
Automatic Data Processing
ADP
$108B
$26K 0.02%
125
+1
+0.8% +$226
SIRI icon
199
SiriusXM
SIRI
$10.4B
$26K 0.02%
413
+2
+0.5% +$125
VTV icon
200
Vanguard Morningstar Value ETF
VTV
$191B
$26K 0.02%
183
– –
6 7
8
9 10

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SCM
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EIP
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GAM
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MIOT
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PG
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WCCM
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BL
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IDA
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Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.