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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
151
iShares S&P 500 Growth ETF
IVW
$77.3B
$35.4K 0.01%
467
+1
+0.2% +$71
DHR icon
152
Danaher
DHR
$139B
$34.7K 0.01%
153
-39
-20% -$8.3K
AGG icon
153
iShares Core US Aggregate Bond ETF
AGG
$138B
$34.6K 0.01%
+352
New +$33.5K
KEY icon
154
KeyCorp
KEY
$24.5B
$34.2K 0.01%
2,457
-2,801
-53% -$33.3K
DOW icon
155
Dow Inc
DOW
$21.6B
$33.4K 0.01%
630
+9
+1% +$460
AB icon
156
AllianceBernstein
AB
$3.46B
$33.2K 0.01%
1,009
+23
+2% +$676
PECO icon
157
Phillips Edison & Co
PECO
$5.42B
$32.5K 0.01%
926
+2
+0.2% +$70
LYB icon
158
LyondellBasell Industries
LYB
$19.6B
$32.4K 0.01%
345
-327
-49% -$30.6K
VZ icon
159
Verizon
VZ
$195B
$32.3K 0.01%
821
-31
-4% -$1.1K
DBEF icon
160
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
$32.2K 0.01%
+866
New +$30.7K
MBB icon
161
iShares MBS ETF
MBB
$39.1B
$31.1K 0.01%
+334
New +$30K
CQP icon
162
Cheniere Energy
CQP
$32.4B
$31.1K 0.01%
603
+10
+2% +$558
IEI icon
163
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$31.1K 0.01%
+266
New +$30.4K
MDT icon
164
Medtronic
MDT
$111B
$31K 0.01%
358
-465
-57% -$35.4K
ZION icon
165
Zions Bancorporation
ZION
$10.3B
$30.1K 0.01%
731
+8
+1% +$289
MMM icon
166
3M
MMM
$91.4B
$29.6K 0.01%
329
– –
YUM icon
167
Yum! Brands
YUM
$40.6B
$29.5K 0.01%
227
-1,579
-87% -$197K
MA icon
168
Mastercard
MA
$500B
$27.3K 0.01%
64
– –
PNC icon
169
PNC Financial Services
PNC
$100B
$26.7K 0.01%
179
+2
+1% +$259
TT icon
170
Trane Technologies
TT
$101B
$26K 0.01%
106
– –
TRMD icon
171
TORM
TRMD
$3.01B
$25.8K 0.01%
800
– –
WMT icon
172
Walmart Inc
WMT
$888B
$25.8K 0.01%
477
– –
FSK icon
173
FS KKR Capital
FSK
$3.21B
$25.6K 0.01%
1,256
-224
-15% -$4.4K
MET icon
174
MetLife
MET
$62B
$25.1K 0.01%
368
-535
-59% -$33.5K
WHR icon
175
Whirlpool
WHR
$2.54B
$24.6K 0.01%
218
+3
+1% +$350
5 6
7
8 9

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GAM
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MIOT
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WCCM
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BL
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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.