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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEP icon
151
Brookfield Renewable
BEP
$10B
$53K 0.03%
1,300
– –
MRSH
152
Marsh
MRSH
$90.9B
$53K 0.03%
351
+2
+0.6% +$332
NOC icon
153
Northrop Grumman
NOC
$78.4B
$53K 0.03%
120
– –
DAL icon
154
Delta Air Lines
DAL
$61.2B
$52K 0.03%
1,609
-3,857
-71% -$154K
MPWR icon
155
Monolithic Power Systems
MPWR
$66.4B
$49K 0.03%
120
– –
ADM icon
156
Archer Daniels Midland
ADM
$38.2B
$48K 0.03%
575
– –
DHR icon
157
Danaher
DHR
$138B
$48K 0.03%
204
+33
+19% +$9.09K
ICE icon
158
Intercontinental Exchange
ICE
$83.7B
$47K 0.03%
361
– –
KHC icon
159
Kraft Heinz
KHC
$31.4B
$47K 0.03%
1,251
+14
+1% +$503
SCHF icon
160
Schwab International Equity ETF
SCHF
$68B
$47K 0.03%
2,726
+1,142
+72% +$22.4K
VOE icon
161
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$47K 0.03%
+330
New +$48.5K
NVO
162
Novo Nordisk
NVO
$211B
$46K 0.03%
886
– –
AWK icon
163
American Water Works
AWK
$26.4B
$44K 0.03%
289
+53
+22% +$9.26K
NEM icon
164
Newmont
NEM
$103B
$44K 0.03%
574
+5
+0.9% +$283
CMI icon
165
Cummins
CMI
$86.2B
$43K 0.03%
216
– –
SWK icon
166
Stanley Black & Decker
SWK
$15.2B
$43K 0.03%
287
– –
DGRO icon
167
iShares Core Dividend Growth ETF
DGRO
$43.2B
$42K 0.03%
+814
New +$43.4K
ZM icon
168
Zoom
ZM
$29.7B
$41K 0.03%
400
– –
SLB icon
169
SLB Ltd
SLB
$74.9B
$40K 0.03%
924
+3
+0.3% +$95
SCHG icon
170
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$39K 0.03%
2,272
– –
LYB icon
171
LyondellBasell Industries
LYB
$19.4B
$38K 0.02%
383
– –
WHR icon
172
Whirlpool
WHR
$2.81B
$37K 0.02%
198
+1
+0.5% +$220
APD icon
173
Air Products & Chemicals
APD
$65.8B
$36K 0.02%
159
– –
GPC icon
174
Genuine Parts
GPC
$18.1B
$36K 0.02%
291
+37
+15% +$4.9K
SPCE icon
175
Virgin Galactic
SPCE
$370M
$36K 0.02%
239
+7
+3% +$2.53K
5 6
7
8 9

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return

Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.