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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
101
Oracle
ORCL
$420B
$120K 0.08%
1,561
+6
+0.4% +$563
ADSK icon
102
Autodesk
ADSK
$50.1B
$115K 0.07%
575
– –
ILCG icon
103
iShares Morningstar Growth ETF
ILCG
$3.26B
$115K 0.07%
1,924
+2
+0.1% +$141
TSLA icon
104
Tesla
TSLA
$1.29T
$115K 0.07%
411
– –
AVGO icon
105
Broadcom
AVGO
$1.99T
$113K 0.07%
1,920
-140
-7% -$7.87K
FVD icon
106
First Trust Value Line Dividend Fund
FVD
$8.38B
$113K 0.07%
2,782
+15
+0.5% +$621
NID
107
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$109K 0.07%
7,711
– –
BALL icon
108
Ball Corp
BALL
$17B
$106K 0.07%
1,215
+2
+0.2% +$185
RIO icon
109
Rio Tinto
RIO
$161B
$104K 0.07%
1,390
– –
EFA icon
110
iShares MSCI EAFE ETF
EFA
$79.3B
$102K 0.07%
1,464
– –
IPG
111
DELISTED
Interpublic Group of Companies
IPG
$102K 0.07%
3,034
+152
+5% +$5.53K
SBUX icon
112
Starbucks
SBUX
$120B
$101K 0.06%
1,163
+149
+15% +$16.8K
VZ icon
113
Verizon
VZ
$195B
$101K 0.06%
1,895
+138
+8% +$7.2K
ACN icon
114
Accenture
ACN
$104B
$98K 0.06%
317
– –
LRCX icon
115
Lam Research
LRCX
$398B
$97K 0.06%
1,950
+870
+81% +$54.5K
IVV icon
116
iShares Core S&P 500 ETF
IVV
$900B
$95K 0.06%
+223
New +$103K
TROW icon
117
T. Rowe Price
TROW
$24.7B
$95K 0.06%
684
+4
+0.6% +$813
IHF icon
118
iShares US Healthcare Providers ETF
IHF
$1.26B
$94K 0.06%
1,710
+5
+0.3% +$273
DUK icon
119
Duke Energy
DUK
$96.9B
$92K 0.06%
866
+67
+8% +$6.79K
KEY icon
120
KeyCorp
KEY
$24.8B
$90K 0.06%
3,917
+6
+0.2% +$139
AMP icon
121
Ameriprise Financial
AMP
$48.9B
$89K 0.06%
327
– –
AZN icon
122
AstraZeneca
AZN
$241B
$89K 0.06%
730
– –
IWO icon
123
iShares Russell 2000 Growth ETF
IWO
$15B
$83K 0.05%
336
+1
+0.3% +$301
MDT icon
124
Medtronic
MDT
$110B
$83K 0.05%
793
– –
CONE
125
DELISTED
CyrusOne Inc Common Stock
CONE
$83K 0.05%
915
– –
3 4
5
6 7

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return

Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.