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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
76
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$227K 0.08%
+3,031
New +$236K
BAC icon
77
Bank of America
BAC
$443B
$226K 0.08%
8,669
-450
-5% -$13.3K
YUM icon
78
Yum! Brands
YUM
$41.7B
$216K 0.08%
1,806
-790
-30% -$104K
NOW icon
79
ServiceNow
NOW
$120B
$210K 0.08%
1,870
+285
+18% +$32.5K
ZTS icon
80
Zoetis
ZTS
$31B
$202K 0.07%
1,149
– –
QLD icon
81
ProShares Ultra QQQ
QLD
$14B
$197K 0.07%
6,428
– –
VLO icon
82
Valero Energy
VLO
$87.4B
$197K 0.07%
1,557
– –
IBM icon
83
IBM
IBM
$224B
$178K 0.07%
1,251
+13
+1% +$1.85K
ARW icon
84
Arrow Electronics
ARW
$11.5B
$173K 0.06%
1,441
– –
SCHA icon
85
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$171K 0.06%
8,444
– –
BSX icon
86
Boston Scientific
BSX
$68.8B
$167K 0.06%
3,204
– –
ABT icon
87
Abbott
ABT
$181B
$163K 0.06%
1,685
-139
-8% -$14.6K
CMG icon
88
Chipotle Mexican Grill
CMG
$44.3B
$151K 0.06%
4,150
– –
CLX icon
89
Clorox
CLX
$12.6B
$150K 0.06%
1,203
+9
+0.8% +$1.37K
CMCSA icon
90
Comcast
CMCSA
$86.9B
$136K 0.05%
3,122
-321
-9% -$14.3K
ORCL icon
91
Oracle
ORCL
$415B
$134K 0.05%
1,215
+53
+5% +$6.13K
WMB icon
92
Williams Companies
WMB
$87.9B
$123K 0.05%
3,647
-132
-3% -$4.5K
ADSK icon
93
Autodesk
ADSK
$50B
$121K 0.04%
575
– –
EPD icon
94
Enterprise Products Partners
EPD
$81.2B
$113K 0.04%
4,207
-531
-11% -$14.2K
JCI icon
95
Johnson Controls International
JCI
$93.9B
$113K 0.04%
2,160
+93
+4% +$5.74K
RTX icon
96
RTX Corp
RTX
$297B
$108K 0.04%
1,545
+44
+3% +$3.77K
AMP icon
97
Ameriprise Financial
AMP
$49.3B
$107K 0.04%
327
– –
RIO icon
98
Rio Tinto
RIO
$165B
$103K 0.04%
1,653
+56
+4% +$3.57K
XYZ
99
Block Inc
XYZ
$50.4B
$102K 0.04%
2,330
+85
+4% +$5.26K
AZN icon
100
AstraZeneca
AZN
$251B
$102K 0.04%
754
+24
+3% +$3.28K
2 3
4
5 6

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.