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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
51
First Solar
FSLR
$26.2B
$394K 0.14%
2,650
– –
GS icon
52
Goldman Sachs
GS
$311B
$390K 0.14%
1,249
-29
-2% -$9.69K
NOBL icon
53
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$382K 0.14%
8,770
+2,216
+34% +$104K
LULU icon
54
lululemon athletica
LULU
$14B
$374K 0.14%
1,018
+35
+4% +$13.4K
XEL icon
55
Xcel Energy
XEL
$48.6B
$349K 0.13%
6,080
+71
+1% +$4.27K
ULTA icon
56
Ulta Beauty
ULTA
$23.4B
$339K 0.12%
871
– –
DRI icon
57
Darden Restaurants
DRI
$23.4B
$327K 0.12%
2,385
+17
+0.7% +$2.7K
CSX icon
58
CSX Corp
CSX
$94.5B
$326K 0.12%
10,556
+169
+2% +$5.35K
CVS icon
59
CVS Health
CVS
$133B
$324K 0.12%
4,636
-269
-5% -$19.1K
HON icon
60
Honeywell
HON
$78.9B
$315K 0.12%
1,808
+2
+0.1% +$366
ONT
61
Onterris Inc
ONT
$826M
$303K 0.11%
11,000
– –
OLED icon
62
Universal Display
OLED
$3.96B
$298K 0.11%
1,877
– –
LOW icon
63
Lowe's Companies
LOW
$122B
$298K 0.11%
1,493
+4
+0.3% +$900
SHOP icon
64
Shopify
SHOP
$160B
$290K 0.11%
5,410
– –
DIA icon
65
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$276K 0.1%
826
-78
-9% -$27.1K
BRK.B icon
66
Berkshire Hathaway Class B
BRK.B
$1.12T
$275K 0.1%
795
+10
+1% +$3.55K
NEE icon
67
NextEra Energy
NEE
$182B
$260K 0.1%
5,180
+81
+2% +$5.61K
AVGO icon
68
Broadcom
AVGO
$1.99T
$258K 0.09%
3,060
+140
+5% +$12.1K
EA icon
69
Electronic Arts
EA
$52.9B
$258K 0.09%
2,098
– –
ABBV icon
70
AbbVie
ABBV
$431B
$252K 0.09%
1,699
+10
+0.6% +$1.47K
MS icon
71
Morgan Stanley
MS
$341B
$246K 0.09%
3,068
+46
+2% +$3.99K
PEY icon
72
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$246K 0.09%
13,187
+148
+1% +$2.95K
BA icon
73
Boeing
BA
$187B
$230K 0.08%
1,230
-183
-13% -$40K
ELV icon
74
Elevance Health
ELV
$82B
$228K 0.08%
507
+1
+0.2% +$454
TGT icon
75
Target
TGT
$67.3B
$227K 0.08%
2,166
-17
-0.8% -$2.16K
1 2
3
4 5

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SCM
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EIP
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GAM
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MIOT
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PG
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WCCM
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BL
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IDA
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.