We are live on ! Find out more
KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$336B
$759K 0.28%
5,269
+50
+1% +$7.64K
MCD icon
27
McDonald's
MCD
$192B
$743K 0.27%
2,992
-245
-8% -$69.9K
SHEL icon
28
Shell
SHEL
$254B
$723K 0.26%
11,203
+202
+2% +$12.6K
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$4.36T
$669K 0.24%
4,860
+360
+8% +$46.6K
META icon
30
Meta Platforms (Facebook)
META
$1.42T
$667K 0.24%
2,115
-74
-3% -$22.3K
AJG icon
31
Arthur J. Gallagher & Co
AJG
$64.1B
$652K 0.24%
2,810
– –
CAT icon
32
Caterpillar
CAT
$375B
$634K 0.23%
2,381
-414
-15% -$112K
FDX icon
33
FedEx
FDX
$72.7B
$608K 0.22%
2,357
+1
+0% +$260
WDAY icon
34
Workday
WDAY
$39.6B
$607K 0.22%
2,843
-267
-9% -$61.9K
CSCO icon
35
Cisco
CSCO
$457B
$601K 0.22%
11,252
-354
-3% -$19.1K
ADBE icon
36
Adobe
ADBE
$99.5B
$561K 0.21%
1,065
+4
+0.4% +$2.1K
BX icon
37
Blackstone
BX
$102B
$543K 0.2%
5,166
+38
+0.7% +$3.96K
DIS icon
38
Walt Disney
DIS
$167B
$529K 0.19%
6,378
-2,324
-27% -$198K
KO icon
39
Coca-Cola
KO
$377B
$527K 0.19%
9,922
-1,676
-14% -$101K
CRM icon
40
Salesforce
CRM
$151B
$520K 0.19%
2,508
+81
+3% +$17.5K
MAR icon
41
Marriott International
MAR
$98.3B
$492K 0.18%
2,508
+1
+0% +$199
DFS
42
DELISTED
Discover Financial Services
DFS
$482K 0.18%
5,437
– –
LMT icon
43
Lockheed Martin
LMT
$134B
$481K 0.18%
1,199
+8
+0.7% +$3.55K
NKE icon
44
Nike
NKE
$61.9B
$469K 0.17%
4,826
-1,646
-25% -$169K
BLK icon
45
Blackrock
BLK
$169B
$443K 0.16%
684
+5
+0.7% +$3.49K
XOM icon
46
ExxonMobil
XOM
$644B
$412K 0.15%
3,847
– –
MRK icon
47
Merck
MRK
$322B
$407K 0.15%
3,918
+44
+1% +$4.74K
QCOM icon
48
Qualcomm
QCOM
$155B
$404K 0.15%
3,640
-125
-3% -$14.5K
AXP icon
49
American Express
AXP
$227B
$403K 0.15%
2,699
+10
+0.4% +$1.64K
GE icon
50
GE Aerospace
GE
$374B
$394K 0.14%
4,431
-104
-2% -$9.35K
1
2
3 4 5

Similar funds

SCM
Simcoe Capital Management New York $576M AUM 36.22% 1-Year Est. Return
EIP
Ellis Investment Partners Berwyn, Pennsylvania $576M AUM 16.04% 1-Year Est. Return
GAM
Gould Asset Management Claremont, California $576M AUM 12.34% 1-Year Est. Return
MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
Patten Group Chattanooga, Tennessee $575M AUM 21.99% 1-Year Est. Return
WCCM
Webs Creek Capital Management Dallas, Texas $578M AUM 79.84% 1-Year Est. Return
BL
Bleichroeder LP New York $579M AUM 94.36% 1-Year Est. Return
IDA
Intelligence Driven Advisers Carlsbad, California $574M AUM 16.47% 1-Year Est. Return

Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.