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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
26
Cisco
CSCO
$457B
$632K 0.4%
11,557
+294
+3% +$16.8K
TGT icon
27
Target
TGT
$65.6B
$624K 0.4%
2,905
+376
+15% +$91.4K
CAT icon
28
Caterpillar
CAT
$375B
$588K 0.38%
2,778
+763
+38% +$154K
ONT
29
Onterris Inc
ONT
$759M
$574K 0.37%
11,000
– –
TMO icon
30
Thermo Fisher Scientific
TMO
$213B
$565K 0.36%
1,049
– –
DFS
31
DELISTED
Discover Financial Services
DFS
$557K 0.36%
5,317
+35
+0.7% +$4.14K
NEE icon
32
NextEra Energy
NEE
$181B
$525K 0.34%
6,553
+137
+2% +$11.8K
META icon
33
Meta Platforms (Facebook)
META
$1.42T
$514K 0.33%
2,631
+529
+25% +$176K
FDX icon
34
FedEx
FDX
$72.7B
$507K 0.32%
2,311
+5
+0.2% +$1.2K
WDAY icon
35
Workday
WDAY
$39.6B
$484K 0.31%
2,119
+31
+1% +$8.61K
LMT icon
36
Lockheed Martin
LMT
$134B
$481K 0.31%
1,083
+17
+2% +$5.88K
BLK icon
37
Blackrock
BLK
$169B
$471K 0.3%
676
– –
DE icon
38
Deere & Co
DE
$160B
$462K 0.3%
1,222
+463
+61% +$161K
ADBE icon
39
Adobe
ADBE
$99.5B
$461K 0.3%
1,050
-9
-0.8% -$5.63K
AXP icon
40
American Express
AXP
$227B
$450K 0.29%
2,651
+5
+0.2% +$853
GS icon
41
Goldman Sachs
GS
$300B
$445K 0.28%
1,348
+75
+6% +$29.7K
AJG icon
42
Arthur J. Gallagher & Co
AJG
$64.1B
$437K 0.28%
2,818
+36
+1% +$5.88K
IDXX icon
43
Idexx Laboratories
IDXX
$44.1B
$420K 0.27%
800
– –
XYZ
44
Block Inc
XYZ
$48.4B
$393K 0.25%
3,607
+436
+14% +$94.5K
BA icon
45
Boeing
BA
$171B
$387K 0.25%
2,169
-352
-14% -$74.4K
A icon
46
Agilent Technologies
A
$39.1B
$384K 0.25%
2,859
– –
SHOP icon
47
Shopify
SHOP
$152B
$379K 0.24%
6,850
+1,440
+27% +$210K
CMCSA icon
48
Comcast
CMCSA
$85B
$370K 0.24%
8,161
+202
+3% +$10.5K
DIA icon
49
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$365K 0.23%
1,100
-18
-2% -$6.39K
BAC icon
50
Bank of America
BAC
$435B
$363K 0.23%
8,921
+25
+0.3% +$1.14K
1
2
3 4 5

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SCM
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EIP
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GAM
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MIOT
Massachusetts Institute of Technology Cambridge, Massachusetts $577M AUM 8.5% 1-Year Est. Return
PG
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WCCM
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BL
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IDA
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Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.