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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GERN icon
351
Geron
GERN
$949M
$197 ﹤0.01%
+100
New +$194
CGC
352
Canopy Growth
CGC
$410M
$192 ﹤0.01%
40
– –
DKNG icon
353
DraftKings
DKNG
$11.9B
$168 ﹤0.01%
5
– –
TSP
354
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$128 ﹤0.01%
181
– –
PSFE icon
355
Paysafe
PSFE
$375M
$121 ﹤0.01%
9
– –
NTCO
356
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$105 ﹤0.01%
+16
New +$96
O icon
357
Realty Income
O
$59.1B
$91 ﹤0.01%
2
-243
-99% -$12.8K
ACB
358
Aurora Cannabis
ACB
$185M
$57 ﹤0.01%
13
– –
IEF icon
359
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$55 ﹤0.01%
1
-217
-100% -$20.1K
CASI
360
DELISTED
CASI Pharmaceuticals
CASI
$54 ﹤0.01%
10
– –
USHY icon
361
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.7B
$53 ﹤0.01%
1
-1,115
-100% -$39.1K
SPTL icon
362
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$50 ﹤0.01%
2
-1,211
-100% -$32.3K
CI icon
363
Cigna
CI
$74.6B
– –
0
– –
GRPN icon
364
Groupon
GRPN
$951M
$37 ﹤0.01%
+3
New +$36
BIL icon
365
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
0
– –
ITW icon
366
Illinois Tool Works
ITW
$85.3B
– –
-11
Closed -$2.64K
VGSH icon
367
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
0
– –
GWAV icon
368
Greenwave Technology Solutions
GWAV
$3.47M
– –
0
– –
SPTS icon
369
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
– –
-1,277
Closed -$36.8K
ASML icon
370
ASML
ASML
$669B
– –
-16
Closed -$9.56K
BABA icon
371
Alibaba
BABA
$308B
– –
-94
Closed -$8.09K
BBVA icon
372
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
– –
-589
Closed -$4.71K
BEP icon
373
Brookfield Renewable
BEP
$9.96B
– –
-1,300
Closed -$27.7K
BHP icon
374
BHP
BHP
$230B
– –
-84
Closed -$4.78K
BUD icon
375
AB InBev
BUD
$165B
– –
-69
Closed -$3.64K
13 14
15
16 17

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WCCM
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BL
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AF
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EHI
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JCP
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MAM
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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.