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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOL icon
301
Toll Brothers
TOL
$14.1B
$6K ﹤0.01%
125
+1
+0.8% +$64
AYX
302
DELISTED
Alteryx Inc
AYX
$6K ﹤0.01%
102
– –
DOW icon
303
Dow Inc
DOW
$21.9B
$5K ﹤0.01%
76
+60
+375% +$3.42K
ECOR icon
304
electroCore
ECOR
$60.4M
$5K ﹤0.01%
667
– –
HPE icon
305
Hewlett Packard
HPE
$69.4B
$5K ﹤0.01%
334
+2
+0.6% +$30
IIPR icon
306
Innovative Industrial Properties
IIPR
$1.69B
$5K ﹤0.01%
28
– –
IP icon
307
International Paper
IP
$21.5B
$5K ﹤0.01%
+123
New +$6.07K
K
308
DELISTED
Kellanova
K
$5K ﹤0.01%
94
– –
LUMN icon
309
Lumen
LUMN
$6.09B
$5K ﹤0.01%
466
+10
+2% +$127
PKW icon
310
Invesco BuyBack Achievers ETF
PKW
$1.75B
$5K ﹤0.01%
57
– –
SCHX icon
311
Schwab US Large- Cap ETF
SCHX
$73.9B
$5K ﹤0.01%
306
– –
SLYG icon
312
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
$5K ﹤0.01%
65
– –
SRE icon
313
Sempra
SRE
$55.1B
$5K ﹤0.01%
+70
New +$4.44K
AGR
314
DELISTED
Avangrid, Inc.
AGR
$5K ﹤0.01%
+112
New +$5.68K
NVTA
315
DELISTED
Invitae Corporation
NVTA
$5K ﹤0.01%
645
– –
LTHM
316
DELISTED
Livent Corporation
LTHM
$5K ﹤0.01%
230
– –
CZR icon
317
Caesars Entertainment
CZR
$6.12B
$4K ﹤0.01%
56
– –
EWZ icon
318
iShares MSCI Brazil ETF
EWZ
$9.07B
$4K ﹤0.01%
115
+9
+8% +$270
FHN icon
319
First Horizon
FHN
$12.1B
$4K ﹤0.01%
+178
New +$2.97K
FLGT icon
320
Fulgent Genetics
FLGT
$510M
$4K ﹤0.01%
65
– –
FNDX icon
321
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$4K ﹤0.01%
189
– –
INVZ icon
322
Innoviz Technologies
INVZ
$118M
$4K ﹤0.01%
+1,149
New +$6.59K
KMI icon
323
Kinder Morgan
KMI
$69.7B
$4K ﹤0.01%
227
+7
+3% +$116
LH icon
324
Labcorp
LH
$25.6B
$4K ﹤0.01%
17
– –
MU icon
325
Micron Technology
MU
$996B
$4K ﹤0.01%
+56
New +$4.37K
11 12
13
14 15

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WCCM
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EHI
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JCP
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Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.