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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+13.81%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$42.2M
Cap. Flow
+$7.26M
Cap. Flow %
2.3%
Top 10 Hldgs %
73.33%
Holding
420
New
35
Increased
117
Reduced
96
Closed
52

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.5M
2
SMH icon
VanEck Semiconductor ETF
SMH
+$2.73M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$2.57M
4
IETC icon
iShares US Tech Independence Focused ETF
IETC
+$2.5M
5
DE icon
Deere & Co
DE
+$2.21M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.28M
2
TSLA icon
Tesla
TSLA
+$2.03M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.81M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$1.41M
5
IYG icon
iShares US Financial Services ETF
IYG
+$854K

Sector Composition

Rank Sector Weight
1 Technology 18.23%
2 Consumer Discretionary 4.9%
3 Financials 4.79%
4 Consumer Staples 3.74%
5 Industrials 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CION icon
276
CION Investment
CION
$362M
$5.34K ﹤0.01%
484
– –
VIG icon
277
Vanguard Dividend Appreciation ETF
VIG
$114B
$5.15K ﹤0.01%
30
– –
SLYG icon
278
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.17B
$5.14K ﹤0.01%
64
– –
CCL icon
279
Carnival Corporation Ltd
CCL
$39.4B
$5.11K ﹤0.01%
+300
New +$4.36K
TSM icon
280
TSMC
TSM
$2.17T
$4.88K ﹤0.01%
48
– –
BSV icon
281
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.8K ﹤0.01%
+62
New +$4.69K
WBD icon
282
Warner Bros
WBD
$66.2B
$4.79K ﹤0.01%
463
-35
-7% -$378
MRO
283
DELISTED
Marathon Oil Corporation
MRO
$4.53K ﹤0.01%
200
– –
COF icon
284
Capital One
COF
$135B
$4.49K ﹤0.01%
35
-49
-58% -$5.29K
SQM icon
285
Sociedad Química y Minera de Chile
SQM
$20.7B
$4.44K ﹤0.01%
90
– –
ECOR icon
286
electroCore
ECOR
$60.4M
$4.32K ﹤0.01%
666
– –
IGSB icon
287
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.27K ﹤0.01%
83
– –
SCHO icon
288
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$4.24K ﹤0.01%
174
– –
FNDX icon
289
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$3.86K ﹤0.01%
189
– –
VLTO icon
290
Veralto
VLTO
$23.9B
$3.73K ﹤0.01%
50
-5
-9% -$373
BIIB icon
291
Biogen
BIIB
$30.5B
$3.45K ﹤0.01%
14
-30
-68% -$7.37K
TMO icon
292
Thermo Fisher Scientific
TMO
$214B
$3.25K ﹤0.01%
6
– –
GM icon
293
General Motors
GM
$76.3B
$3.23K ﹤0.01%
91
-287
-76% -$8.88K
VFC icon
294
VF Corp
VFC
$5.8B
$3.19K ﹤0.01%
206
+1
+0.5% +$17
RSP icon
295
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$3.13K ﹤0.01%
20
– –
AMAT icon
296
Applied Materials
AMAT
$419B
$3.08K ﹤0.01%
20
– –
IWF icon
297
iShares Russell 1000 Growth ETF
IWF
$127B
$3.05K ﹤0.01%
+40
New +$2.83K
MPLX icon
298
MPLX
MPLX
$61.3B
$2.98K ﹤0.01%
80
+2
+3% +$72
DGRO icon
299
iShares Core Dividend Growth ETF
DGRO
$43.4B
$2.89K ﹤0.01%
+54
New +$2.74K
INVZ icon
300
Innoviz Technologies
INVZ
$118M
$2.79K ﹤0.01%
1,499
– –
10 11
12
13 14

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WCCM
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Kozak & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Kozak & Associates held 420 positions worth $315M, up 15% from $273M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates's Q4 2023 filing shows 35 new, 117 increased, 96 reduced and 52 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 269 shares worth $128K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $5.28M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Kozak & Associates's largest Q4 2023 buy was iShares Core S&P 500 ETF: 269 shares worth $128K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q4 2023, an estimated $7.5M increase.
  • Kozak & Associates's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.28M.
  • Kozak & Associates fully exited SPDR Gold Trust in Q4 2023, selling an estimated $53.8K.
  • Kozak & Associates's ten largest holdings make up 73% of its $315M portfolio in Q4 2023.
  • Kozak & Associates opened 35 new positions and closed 52 in Q4 2023.
  • Kozak & Associates's portfolio value rose 15% quarter-over-quarter to $315M.

Based on Kozak & Associates's 13F filing for Q4 2023, filed 17 Jan 2024.