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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$25.4M
Cap. Flow
+$33.4M
Cap. Flow %
12.22%
Top 10 Hldgs %
73.41%
Holding
421
New
64
Increased
126
Reduced
57
Closed
40

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$7.47M
2
AAPL icon
Apple
AAPL
+$5.5M
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$4.66M
4
DE icon
Deere & Co
DE
+$3.54M
5
SMH icon
VanEck Semiconductor ETF
SMH
+$3.48M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.09M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$810K
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$718K
4
UNH icon
UnitedHealth
UNH
+$222K
5
DIS icon
Walt Disney
DIS
+$198K

Sector Composition

Rank Sector Weight
1 Technology 17.54%
2 Consumer Discretionary 5.67%
3 Financials 4.46%
4 Consumer Staples 3.17%
5 Industrials 3.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
276
General Mills
GIS
$19.4B
$5.35K ﹤0.01%
86
+1
+1% +$71
SCHX icon
277
Schwab US Large- Cap ETF
SCHX
$74.3B
$5.21K ﹤0.01%
309
-933
-75% -$16.4K
PKW icon
278
Invesco BuyBack Achievers ETF
PKW
$1.75B
$5.18K ﹤0.01%
59
+1
+2% +$92
WBD icon
279
Warner Bros
WBD
$66.5B
$5.12K ﹤0.01%
498
-44
-8% -$549
IXC icon
280
iShares Global Energy ETF
IXC
$2.75B
$5.11K ﹤0.01%
+130
New +$5.16K
CION icon
281
CION Investment
CION
$368M
$4.93K ﹤0.01%
484
– –
HCA icon
282
HCA Healthcare
HCA
$88.6B
$4.92K ﹤0.01%
20
– –
MRO
283
DELISTED
Marathon Oil Corporation
MRO
$4.92K ﹤0.01%
200
– –
SQM icon
284
Sociedad Química y Minera de Chile
SQM
$20.6B
$4.9K ﹤0.01%
90
– –
SAN icon
285
Banco Santander
SAN
$212B
$4.81K ﹤0.01%
+1,268
New +$4.81K
TTE icon
286
TotalEnergies
TTE
$190B
$4.8K ﹤0.01%
+75
New +$4.64K
BHP icon
287
BHP
BHP
$229B
$4.78K ﹤0.01%
+84
New +$4.91K
K
288
DELISTED
Kellanova
K
$4.72K ﹤0.01%
100
+1
+1% +$59
BBVA icon
289
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$4.71K ﹤0.01%
+589
New +$4.58K
VRTX icon
290
Vertex Pharmaceuticals
VRTX
$124B
$4.69K ﹤0.01%
13
– –
VIG icon
291
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.67K ﹤0.01%
30
– –
XLY icon
292
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$4.66K ﹤0.01%
+58
New +$4.9K
SLYG icon
293
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$4.61K ﹤0.01%
64
– –
UBER icon
294
Uber
UBER
$151B
$4.58K ﹤0.01%
+100
New +$4.57K
ARQ icon
295
Arq
ARQ
$90.6M
$4.41K ﹤0.01%
2,423
– –
VLTO icon
296
Veralto
VLTO
$24B
$4.29K ﹤0.01%
+55
New +$4.58K
TSM icon
297
TSMC
TSM
$2.19T
$4.29K ﹤0.01%
+48
New +$4.54K
SCHO icon
298
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$4.15K ﹤0.01%
+174
New +$4.17K
IGSB icon
299
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.12K ﹤0.01%
+83
New +$4.15K
GSK icon
300
GSK
GSK
$106B
$4.11K ﹤0.01%
+112
New +$3.98K
10 11
12
13 14

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SCM
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MIOT
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WCCM
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BL
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AF
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EHI
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JCP
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Kozak & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Kozak & Associates held 421 positions worth $273M, up 10% from $248M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Kozak & Associates deployed $33.4M of net new capital in Q3 2023, opening 64 new positions and adding to 126 existing holdings. Its largest new stake was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $8.09M trimmed.

  • Kozak & Associates's largest Q3 2023 buy was Vanguard Intermediate-Term Corporate Bond ETF: 3,031 shares worth $227K.
  • Kozak & Associates added most to Invesco S&P 500 Revenue ETF in Q3 2023, an estimated $7.47M increase.
  • Kozak & Associates's biggest Q3 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.09M.
  • Kozak & Associates fully exited iShares Core S&P 500 ETF in Q3 2023, selling an estimated $31.9K.
  • Kozak & Associates's ten largest holdings make up 73% of its $273M portfolio in Q3 2023.
  • Kozak & Associates opened 64 new positions and closed 40 in Q3 2023.
  • Kozak & Associates's portfolio value rose 10% quarter-over-quarter to $273M.

Based on Kozak & Associates's 13F filing for Q3 2023, filed 17 Oct 2023.