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KA

Kozak & Associates Portfolio holdings

AUM $576M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+23.37%
3 Year Est. Return
+97.43%
5 Year Est. Return
+117.62%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$12.9M
Cap. Flow
+$8.93M
Cap. Flow %
5.71%
Top 10 Hldgs %
71.02%
Holding
397
New
64
Increased
164
Reduced
19
Closed
10

Top Buys

Rank Stock Value
1
IYG icon
iShares US Financial Services ETF
IYG
+$1.72M
2
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.35M
3
CVX icon
Chevron
CVX
+$755K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$418K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$1.15M
2
DAL icon
Delta Air Lines
DAL
+$154K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$106K
4
RCL icon
Royal Caribbean
RCL
+$76.4K
5
BA icon
Boeing
BA
+$74.4K

Sector Composition

Rank Sector Weight
1 Technology 11.23%
2 Consumer Discretionary 5.23%
3 Healthcare 4.38%
4 Financials 4.32%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
276
Vanguard S&P 500 ETF
VOO
$1.01T
$9K 0.01%
23
+5
+28% +$2.11K
VXUS icon
277
Vanguard Total International Stock ETF
VXUS
$158B
$9K 0.01%
164
+3
+2% +$193
XLE icon
278
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$9K 0.01%
234
+4
+2% +$113
AON icon
279
Aon
AON
$76.5B
$8K 0.01%
+26
New +$7.79K
EXPE icon
280
Expedia Group
EXPE
$36.8B
$8K 0.01%
+46
New +$7.82K
IRM icon
281
Iron Mountain
IRM
$36.3B
$8K 0.01%
149
+2
+1% +$95
WFC icon
282
Wells Fargo
WFC
$265B
$8K 0.01%
168
-199
-54% -$9.8K
BCE icon
283
BCE
BCE
$21.2B
$7K ﹤0.01%
+129
New +$6.59K
BMY icon
284
Bristol-Myers Squibb
BMY
$131B
$7K ﹤0.01%
104
+1
+1% +$59
BP icon
285
BP
BP
$109B
$7K ﹤0.01%
242
+3
+1% +$83
CFG icon
286
Citizens Financial Group
CFG
$30.5B
$7K ﹤0.01%
+150
New +$7.22K
FPX icon
287
First Trust US Equity Opportunities ETF
FPX
$1.49B
$7K ﹤0.01%
66
– –
GPRO icon
288
GoPro
GPRO
$126M
$7K ﹤0.01%
839
-1
-0.1% -$10
PGX icon
289
Invesco Preferred ETF
PGX
$3.78B
$7K ﹤0.01%
+522
New +$7.78K
RCL icon
290
Royal Caribbean
RCL
$85.7B
$7K ﹤0.01%
104
-941
-90% -$76.4K
SQM icon
291
Sociedad Química y Minera de Chile
SQM
$20.7B
$7K ﹤0.01%
90
– –
TRV icon
292
Travelers Companies
TRV
$80.5B
$7K ﹤0.01%
43
– –
VCSH icon
293
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$7K ﹤0.01%
+85
New +$6.95K
ALPP
294
DELISTED
Alpine 4 Holdings Inc
ALPP
$7K ﹤0.01%
+642
New +$14.3K
AMAT icon
295
Applied Materials
AMAT
$419B
$6K ﹤0.01%
+52
New +$7.53K
IAU icon
296
iShares Gold Trust
IAU
$66B
$6K ﹤0.01%
+166
New +$5.67K
MDYV icon
297
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.81B
$6K ﹤0.01%
92
– –
NWL icon
298
Newell Brands
NWL
$2.56B
$6K ﹤0.01%
+253
New +$5.71K
SH icon
299
ProShares Short S&P500
SH
$902M
$6K ﹤0.01%
102
– –
TJX icon
300
TJX Companies
TJX
$179B
$6K ﹤0.01%
+90
New +$6.24K
10 11
12
13 14

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WCCM
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BL
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EHI
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Kozak & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Kozak & Associates held 397 positions worth $156M, down 7.6% from $169M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Kozak & Associates deployed $8.93M of net new capital in Q4 2021, opening 64 new positions and adding to 164 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was ExxonMobil, an estimated $1.15M trimmed.

  • Kozak & Associates's largest Q4 2021 buy was Invesco S&P 500 Revenue ETF: 17,461 shares worth $1.35M.
  • Kozak & Associates added most to iShares US Financial Services ETF in Q4 2021, an estimated $1.72M increase.
  • Kozak & Associates's biggest Q4 2021 reduction was ExxonMobil, cutting an estimated $1.15M.
  • Kozak & Associates fully exited COLUMBIA PROPERTY TRUST, INC. in Q4 2021, selling an estimated $63K.
  • Kozak & Associates's ten largest holdings make up 71% of its $156M portfolio in Q4 2021.
  • Kozak & Associates opened 64 new positions and closed 10 in Q4 2021.
  • Kozak & Associates's portfolio value fell 7.6% quarter-over-quarter to $156M.

Based on Kozak & Associates's 13F filing for Q4 2021, filed 11 Mar 2022.